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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTPZ icon
3226
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$693M
$75K ﹤0.01%
1,041
-167
-14% -$12.2K
PJAN icon
3227
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$75K ﹤0.01%
+2,640
New +$74.3K
UNF icon
3228
Unifirst Corp
UNF
$5.45B
$75K ﹤0.01%
372
+54
+17% +$11K
WPS
3229
DELISTED
iShares International Developed Property ETF
WPS
$75K ﹤0.01%
1,935
+37
+2% +$1.45K
GLIBA
3230
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$75K ﹤0.01%
1,226
+465
+61% +$32K
ADEA icon
3231
Adeia
ADEA
$2.55B
$74K ﹤0.01%
15,169
-329
-2% -$1.75K
BSM icon
3232
Black Stone Minerals
BSM
$3.14B
$74K ﹤0.01%
5,800
+4,800
+480% +$61.1K
ENSG icon
3233
The Ensign Group
ENSG
$10.6B
$74K ﹤0.01%
1,631
-136
-8% -$5.74K
EQWL icon
3234
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$74K ﹤0.01%
1,199
-350
-23% -$20.7K
IGI
3235
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.1M
$74K ﹤0.01%
3,236
+36
+1% +$773
MUE
3236
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$74K ﹤0.01%
5,900
+193
+3% +$2.44K
PLSE icon
3237
Pulse Biosciences
PLSE
$2.37B
$74K ﹤0.01%
5,500
-111
-2% -$1.58K
SEVN
3238
Seven Hills Realty Trust
SEVN
$174M
$74K ﹤0.01%
3,677
– –
TDF
3239
Templeton Dragon Fund
TDF
$269M
$74K ﹤0.01%
3,760
-255
-6% -$4.75K
TU icon
3240
Telus
TU
$17.4B
$74K ﹤0.01%
3,794
-414
-10% -$7.67K
VIPS icon
3241
Vipshop
VIPS
$7.26B
$74K ﹤0.01%
5,049
+1,941
+62% +$23K
NID
3242
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$74K ﹤0.01%
5,300
– –
JHMF
3243
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$74K ﹤0.01%
1,804
+1
+0.1% +$40
CELP
3244
DELISTED
Cypress Environmental Partners, L.P.
CELP
$74K ﹤0.01%
8,000
– –
AIR icon
3245
AAR Corp
AIR
$5.4B
$73K ﹤0.01%
1,602
+3
+0.2% +$130
ALNY icon
3246
Alnylam Pharmaceuticals
ALNY
$38.3B
$73K ﹤0.01%
754
-1,213
-62% -$121K
BNOV icon
3247
Innovator US Equity Buffer ETF November
BNOV
$206M
$73K ﹤0.01%
+2,750
New +$72K
CRNC icon
3248
Cerence
CRNC
$359M
$73K ﹤0.01%
+3,257
New +$53.4K
CVI icon
3249
CVR Energy
CVI
$3.48B
$73K ﹤0.01%
1,969
-810
-29% -$35.6K
CVLT icon
3250
Commault Systems
CVLT
$4.98B
$73K ﹤0.01%
1,636
+243
+17% +$11.5K
128 129
130
131 132

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.