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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
3276
Sabesp
SBS
$18.4B
$71K ﹤0.01%
24,468
-840
-3% -$2.16K
SPB icon
3277
Spectrum Brands
SPB
$2.03B
$71K ﹤0.01%
1,109
-41
-4% -$2.32K
TELL
3278
DELISTED
Tellurian Inc.
TELL
$71K ﹤0.01%
9,747
+5,684
+140% +$43.3K
RIVE
3279
DELISTED
Riverview Financial Corporation Common Stock
RIVE
$71K ﹤0.01%
5,208
+8
+0.2% +$94
CIZ
3280
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$71K ﹤0.01%
2,146
-7,209
-77% -$233K
STMP
3281
DELISTED
Stamps.com, Inc.
STMP
$71K ﹤0.01%
851
-406
-32% -$33.8K
ADUS icon
3282
Addus HomeCare
ADUS
$2.22B
$70K ﹤0.01%
724
+154
+27% +$13.6K
AIN icon
3283
Albany International
AIN
$2.09B
$70K ﹤0.01%
936
-11
-1% -$914
AX icon
3284
Axos Financial
AX
$5.58B
$70K ﹤0.01%
2,308
+127
+6% +$3.71K
CEFS icon
3285
Saba Closed-End Funds ETF
CEFS
$419M
$70K ﹤0.01%
3,374
+2,710
+408% +$54.7K
DJD icon
3286
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$483M
$70K ﹤0.01%
1,775
– –
KWR icon
3287
Quaker Houghton
KWR
$2.58B
$70K ﹤0.01%
415
+68
+20% +$10.5K
NXC
3288
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$70K ﹤0.01%
4,184
– –
OMF icon
3289
OneMain Financial
OMF
$7.27B
$70K ﹤0.01%
1,655
+379
+30% +$15.3K
PYZ icon
3290
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
$70K ﹤0.01%
1,108
+281
+34% +$16.8K
SNP
3291
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$70K ﹤0.01%
1,167
+620
+113% +$36K
GWB
3292
DELISTED
Great Western Bancorp, Inc.
GWB
$70K ﹤0.01%
2,003
+1,192
+147% +$41.2K
BMY.RT
3293
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$70K ﹤0.01%
+22,311
New +$58K
MOBL
3294
DELISTED
MobileIron, Inc.
MOBL
$70K ﹤0.01%
14,462
+462
+3% +$2.46K
CCOI icon
3295
Cogent Communications
CCOI
$635M
$69K ﹤0.01%
1,048
-163
-13% -$9.84K
DDOG icon
3296
Datadog
DDOG
$94B
$69K ﹤0.01%
+1,836
New +$66K
EET icon
3297
ProShares Ultra MSCI Emerging Markets
EET
$31.4M
$69K ﹤0.01%
852
+7
+0.8% +$502
TPB icon
3298
Turning Point Brands
TPB
$1.48B
$69K ﹤0.01%
2,400
– –
TPZ
3299
Tortoise Electrification Infrastructure ETF
TPZ
$125M
$69K ﹤0.01%
4,066
-9,325
-70% -$157K
AZTA icon
3300
Azenta
AZTA
$1.3B
$68K ﹤0.01%
1,657
-1,364
-45% -$57.3K
130 131
132
133 134

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.