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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
3326
Valley National Bancorp
VLY
$7.9B
$66K ﹤0.01%
5,758
+13
+0.2% +$150
WTV icon
3327
WisdomTree US Value Fund
WTV
$3.23B
$66K ﹤0.01%
51,138
-9,454
-16% -$431K
PDCE
3328
DELISTED
PDC Energy, Inc.
PDCE
$66K ﹤0.01%
2,521
+252
+11% +$6.05K
RAVN
3329
DELISTED
Raven Industries Inc
RAVN
$66K ﹤0.01%
1,923
+1,000
+108% +$34.1K
CUB
3330
DELISTED
Cubic Corporation
CUB
$66K ﹤0.01%
1,030
+185
+22% +$12.5K
NUO
3331
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$66K ﹤0.01%
4,299
– –
EWN icon
3332
iShares MSCI Netherlands ETF
EWN
$552M
$65K ﹤0.01%
1,927
-76
-4% -$2.47K
NTRA icon
3333
Natera
NTRA
$36.4B
$65K ﹤0.01%
1,925
+1,425
+285% +$52.5K
CSA
3334
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$65K ﹤0.01%
1,321
– –
IMMU
3335
DELISTED
Immunomedics Inc
IMMU
$65K ﹤0.01%
3,100
+688
+29% +$12.1K
SWP
3336
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$65K ﹤0.01%
590
+474
+409% +$49.6K
ASHR icon
3337
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.53B
$64K ﹤0.01%
2,248
-781
-26% -$22K
ASYS icon
3338
Amtech Systems
ASYS
$239M
$64K ﹤0.01%
8,900
– –
CNYA icon
3339
iShares MSCI China A ETF
CNYA
$198M
$64K ﹤0.01%
2,100
– –
EAT icon
3340
Brinker International
EAT
$8.82B
$64K ﹤0.01%
1,523
-153
-9% -$6.59K
GO icon
3341
Grocery Outlet
GO
$904M
$64K ﹤0.01%
1,976
-424
-18% -$13.6K
HVT icon
3342
Haverty Furniture Companies
HVT
$418M
$64K ﹤0.01%
3,182
+263
+9% +$5.31K
ITIC
3343
Investors Title Co
ITIC
$560M
$64K ﹤0.01%
400
+3
+0.8% +$485
NGVT icon
3344
Ingevity
NGVT
$2.46B
$64K ﹤0.01%
730
+129
+21% +$11.3K
RCEL icon
3345
Avita Medical
RCEL
$137M
$64K ﹤0.01%
+1,400
New +$58.2K
SILV
3346
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$64K ﹤0.01%
9,410
+500
+6% +$2.95K
IBML
3347
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$64K ﹤0.01%
2,481
-49
-2% -$1.26K
BAF
3348
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$64K ﹤0.01%
4,482
+4,117
+1,128% +$58.8K
CWH icon
3349
Camping World
CWH
$384M
$63K ﹤0.01%
4,242
-545
-11% -$6.17K
EPAC icon
3350
Enerpac Tool Group
EPAC
$1.86B
$63K ﹤0.01%
2,429
+323
+15% +$7.89K
132 133
134
135 136

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.