Ladenburg Thalmann Financial Services’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$64K	Sell	2,248 -781	-26%	-$22K	﹤0.01%	3346
2019 Q3	$83K	Sell	3,029 -2,574	-46%	-$70.9K	﹤0.01%	3070
2019 Q2	$158K	Sell	5,603 -19,427	-78%	-$542K	﹤0.01%	2628
2019 Q1	$720K	Buy	25,030 +22,078	+748%	+$565K	0.01%	1414
2018 Q4	$65K	Sell	2,952 -245	-8%	-$5.71K	﹤0.01%	3060
2018 Q3	$81K	Buy	3,197 +17	+0.5%	+$427	﹤0.01%	2969
2018 Q2	$99K	Hold	3,180	–	–	﹤0.01%	2757
2018 Q1	$99K	Sell	3,180 -11,674	-79%	-$377K	﹤0.01%	2757
2017 Q4	$461K	Buy	14,854 +5,762	+63%	+$177K	﹤0.01%	1599
2017 Q3	$265K	Buy	9,092 +5,728	+170%	+$163K	﹤0.01%	1886
2017 Q2	$91K	Sell	3,364 -410	-11%	-$10.4K	﹤0.01%	2568
2017 Q1	$95K	Buy	3,774 +200	+6%	+$4.97K	﹤0.01%	2438
2016 Q4	$84K	Sell	3,574 -802	-18%	-$19.9K	﹤0.01%	2450
2016 Q3	$108K	Sell	4,376 -235	-5%	-$5.8K	﹤0.01%	2191
2016 Q2	$109K	Buy	4,611 +500	+12%	+$11.9K	﹤0.01%	2096
2016 Q1	$102K	Sell	4,111 -1,148	-22%	-$26.6K	﹤0.01%	2051
2015 Q4	$147K	Buy	5,259 +1,541	+41%	+$53.5K	﹤0.01%	1794
2015 Q3	$121K	Sell	3,718 -22,383	-86%	-$828K	﹤0.01%	1841
2015 Q2	$1.2M	Buy	26,101 +15,761	+152%	+$768K	0.02%	615
2015 Q1	$431K	Buy	10,340 +3,071	+42%	+$113K	0.01%	1120
2014 Q4	$271K	Buy	7,269 +5,922	+440%	+$173K	0.01%	1239
2014 Q3	$35K	Buy	1,347 +1,148	+577%	+$28.1K	﹤0.01%	2250
2014 Q2	$4K	Sell	199 -6,900	-97%	-$153K	﹤0.01%	3437
2014 Q1	$155K	Buy	7,099 +5,000	+238%	+$114K	﹤0.01%	1264
2013 Q4	$52K	Buy	+2,099	New	+$52.5K	﹤0.01%	1879

Other funds holding ASHR

VMPIC

Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DILIC

Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

CHCM

Columbus Hill Capital Management Short Hills, New Jersey $673M AUM 24.63% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ASHR Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) stake by 26% in Q4 2019, selling an estimated $22K and leaving 2,248 shares worth $64K. The position accounts for ﹤0.01% of the portfolio, ranked #3346.

Ladenburg Thalmann Financial Services first reported a position in ASHR in Q4 2013 and has held it in 25 quarters since. The position peaked at $1.2M in Q2 2015. 137 funds tracked by Wall St. Rank hold ASHR as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,248 shares of Xtrackers Harvest CSI 300 China A-Shares ETF worth $64K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 781 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q4 2019, an estimated $22K.
Xtrackers Harvest CSI 300 China A-Shares ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3346 holding.
Ladenburg Thalmann Financial Services first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q4 2013 and has held it in 25 quarters since.
Ladenburg Thalmann Financial Services's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $1.2M in Q2 2015.
137 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.