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Xtrackers Harvest CSI 300 China A-Shares ETF

54 hedge funds and large institutions have $149M invested in Xtrackers Harvest CSI 300 China A-Shares ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

6.48% more ownership

Funds ownership: 33.03%39.51% (+6.5%)

7% less capital invested

Capital invested by funds: $160M → $149M (-$11.6M)

14% less funds holding

Funds holding: 6354 (-9)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

45% less call options, than puts

Call options by funds: $40.6M | Put options by funds: $74.2M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
54
Holders Change
-9
Holders Change %
-14.29%
% of All Funds
1.35%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
19
Reduced
17
Closed
18
Calls
$40.6M
Puts
$74.2M
Net Calls
-$33.6M
Net Calls Change
+$3.51M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$27.6M +$17.2M +693,785 +144%
PPA
2
Parametric Portfolio Associates
Washington
$23.2M +$24.5M +988,500 New
Citigroup
3
Citigroup
New York
$10.2M -$1.22M -49,385 -10%
AL
4
AJO LP
Pennsylvania
$9.65M -$134K -5,411 -1%
Jane Street
5
Jane Street
New York
$9.61M +$5.36M +216,519 +112%
Manulife (Manufacturers Life Insurance)
6
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8.87M +$972K +39,264 +12%
FMLI
7
Fukoku Mutual Life Insurance
Japan
$8.77M
Morgan Stanley
8
Morgan Stanley
New York
$8M +$1.7M +68,737 +25%
OMC
9
Old Mission Capital
Illinois
$5.58M +$1.48M +59,650 +33%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.38M +$3.37M +136,060 +268%
FTUS
11
Flow Traders U.S.
New York
$3.9M +$2M +80,920 +95%
UBS Group
12
UBS Group
Switzerland
$3.44M +$520K +20,994 +17%
Millennium Management
13
Millennium Management
New York
$2.83M -$5.51M -222,415 -65%
AIC
14
Ayalon Insurance Company
Israel
$2.42M -$4.22M -170,405 -62%
QIM
15
Quantitative Investment Management
Virginia
$1.96M +$2.07M +83,400 New
JHIU
16
Janus Henderson Investors US
Colorado
$1.9M +$826K +33,358 +70%
Goldman Sachs
17
Goldman Sachs
New York
$1.54M +$397K +16,013 +32%
Mackenzie Financial
18
Mackenzie Financial
Ontario, Canada
$1.45M +$1.54M +62,000 New
BCI
19
Brinker Capital Investments
Pennsylvania
$1.38M +$1.14M +46,000 +354%
GPC
20
Glacier Peak Capital
Washington
$1.27M +$1.34M +54,184 New
Wolverine Trading
21
Wolverine Trading
Illinois
$1.08M +$495K +19,983 +77%
Prudential Financial
22
Prudential Financial
New Jersey
$1.01M
VKH
23
Virtu KCG Holdings
New York
$818K +$863K +34,865 New
Verition Fund Management
24
Verition Fund Management
Connecticut
$771K +$814K +32,887 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$730K +$127K +5,117 +20%

ASHR Hedge Fund Activity: Q4 2016 in Review

54 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) for Q4 2016, worth a combined $149M — down 7.2% from $160M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of ASHR and 12 opened new positions — a net loss of 6 holders — while 17 trimmed existing stakes and 19 added.

The largest buyer was Parametric Portfolio Associates, opening a new position worth an estimated $24.5M. The largest seller was Bank of America, cutting an estimated $20.2M.

  • 54 institutional investors held Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) as of Q4 2016, down from 63 in Q3 2016.
  • Funds reported $149M of Xtrackers Harvest CSI 300 China A-Shares ETF stock for Q4 2016, down 7.2% quarter-over-quarter.
  • 12 funds opened new Xtrackers Harvest CSI 300 China A-Shares ETF positions in Q4 2016 and 18 closed out, a net change of -6 holders.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF buyer in Q4 2016 was Parametric Portfolio Associates, an estimated $24.5M added.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF seller in Q4 2016 was Bank of America, an estimated $20.2M sold.

Based on aggregated 13F filings for Q4 2016.