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Xtrackers Harvest CSI 300 China A-Shares ETF

42 hedge funds and large institutions have $241M invested in Xtrackers Harvest CSI 300 China A-Shares ETF in 2014 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

230% more capital invested

Capital invested by funds: $73.1M → $241M (+$168M)

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

56% more funds holding

Funds holding: 2742 (+15)

7.68% more ownership

Funds ownership: 38.28%45.95% (+7.7%)

62% less call options, than puts

Call options by funds: $4.41M | Put options by funds: $11.7M

Holders
42
Holders Change
+15
Holders Change %
+55.56%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
16
Reduced
5
Closed
5
Calls
$4.41M
Puts
$11.7M
Net Calls
-$7.33M
Net Calls Change
-$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$43.9M +$32.9M +1,343,965 +372%
CS
2
Credit Suisse
Switzerland
$36.7M +$34.8M +1,422,908 New
DC
3
Davenport & Co
Virginia
$32M +$638K +26,090 +2%
Jane Street
4
Jane Street
New York
$22.5M +$21.3M +871,837 New
BC
5
Brinker Capital
Pennsylvania
$21.3M +$20.3M +828,098 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.4M +$13.7M +558,409 +114,428%
Morgan Stanley
7
Morgan Stanley
New York
$13M +$2.85M +116,497 +30%
Goldman Sachs
8
Goldman Sachs
New York
$12.1M +$11.5M +471,058 New
Deutsche Bank
9
Deutsche Bank
Germany
$9.95M +$3.7M +151,126 +64%
Bank of America
10
Bank of America
North Carolina
$5.05M +$3.77M +154,327 +370%
VKH
11
Virtu KCG Holdings
New York
$4.32M +$4.1M +167,436 New
ACM
12
Avalon Capital Management
California
$3.24M +$2.37M +96,994 +337%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$3.05M -$773K -31,600 -21%
BCM
14
Bluefin Capital Management
New York
$2.65M +$1.19M +48,834 +91%
SG Americas Securities
15
SG Americas Securities
New York
$2.4M +$56.3K +2,301 +3%
U
16
UBS
Switzerland
$1.92M -$5.77M -235,975 -76%
GPC
17
Glacier Peak Capital
Washington
$1.48M +$679K +27,748 +93%
Balyasny Asset Management
18
Balyasny Asset Management
Illinois
$1.48M +$1.41M +57,541 New
Wells Fargo
19
Wells Fargo
California
$1.38M +$1.31M +53,633 New
Mariner
20
Mariner
Kansas
$1.33M -$54K -2,207 -4%
CA
21
Cetera Advisors
Colorado
$1.14M +$56.4K +2,304 +5%
ID
22
Integral Derivatives
New York
$1.01M -$424K -17,347 -31%
FAAS
23
First Allied Advisory Services
California
$945K +$396K +16,205 +79%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$859K +$429K +17,558 +111%
Parallax Volatility Advisers
25
Parallax Volatility Advisers
California
$627K +$51.5K +2,107 +9%

ASHR Hedge Fund Activity: Q3 2014 in Review

42 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) for Q3 2014, worth a combined $241M — up 230% from $73.1M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ASHR positions and 5 closed out — a net gain of 15 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $34.8M. The largest seller was UBS, cutting an estimated $5.77M.

  • 42 institutional investors held Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) as of Q3 2014, up from 27 in Q2 2014.
  • Funds reported $241M of Xtrackers Harvest CSI 300 China A-Shares ETF stock for Q3 2014, up 230% quarter-over-quarter.
  • 20 funds opened new Xtrackers Harvest CSI 300 China A-Shares ETF positions in Q3 2014 and 5 closed out, a net change of +15 holders.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF buyer in Q3 2014 was Credit Suisse, an estimated $34.8M added.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF seller in Q3 2014 was UBS, an estimated $5.77M sold.

Based on aggregated 13F filings for Q3 2014.