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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBEU icon
3301
JPMorgan BetaBuilders Europe ETF
BBEU
$9.17B
$68K ﹤0.01%
1,353
-171
-11% -$8.37K
EXLS icon
3302
EXL Service
EXLS
$5.46B
$68K ﹤0.01%
4,920
-970
-16% -$13.3K
KN icon
3303
Knowles
KN
$2.95B
$68K ﹤0.01%
3,181
-13
-0.4% -$279
KNCT icon
3304
Invesco Next Gen Connectivity ETF
KNCT
$146M
$68K ﹤0.01%
1,821
-1,249
-41% -$73.1K
NAZ icon
3305
Nuveen Arizona Quality Municipal Income Fund
NAZ
$156M
$68K ﹤0.01%
4,971
+14
+0.3% +$188
OTEX icon
3306
Open Text
OTEX
$6.28B
$68K ﹤0.01%
1,561
-433
-22% -$18.2K
SBH icon
3307
Sally Beauty Holdings
SBH
$1.47B
$68K ﹤0.01%
3,804
+76
+2% +$1.32K
PRKS icon
3308
United Parks & Resorts
PRKS
$2.19B
$68K ﹤0.01%
2,131
+725
+52% +$20.9K
KLCD
3309
DELISTED
KFA Large Cap Quality Dividend Index ETF
KLCD
$68K ﹤0.01%
2,518
+592
+31% +$15.6K
ARD
3310
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$68K ﹤0.01%
3,497
-1,042
-23% -$19.2K
HTZ
3311
DELISTED
Hertz Global Holdings, Inc.
HTZ
$68K ﹤0.01%
4,331
-145
-3% -$2.17K
BANR icon
3312
Banner Corp
BANR
$2.38B
$67K ﹤0.01%
1,187
-576
-33% -$31.9K
CNRG icon
3313
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$187M
$67K ﹤0.01%
1,498
+1,438
+2,397% +$57.4K
FPWR
3314
First Trust EIP Power Solutions ETF
FPWR
$27.7M
$67K ﹤0.01%
+3,200
New +$65.9K
GLOB icon
3315
Globant
GLOB
$1.65B
$67K ﹤0.01%
747
+363
+95% +$36.1K
OILK icon
3316
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$210M
$67K ﹤0.01%
618
-520
-46% -$53.5K
ZIXI
3317
DELISTED
Zix Corporation
ZIXI
$67K ﹤0.01%
7,562
-15,538
-67% -$107K
ENV
3318
DELISTED
ENVESTNET, INC.
ENV
$67K ﹤0.01%
967
+160
+20% +$10.4K
BCO icon
3319
Brink's
BCO
$5.01B
$66K ﹤0.01%
923
+423
+85% +$37.4K
BPMC
3320
DELISTED
Blueprint Medicines
BPMC
$66K ﹤0.01%
826
-101
-11% -$7.56K
DDIV icon
3321
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$72.3M
$66K ﹤0.01%
2,476
+950
+62% +$24.9K
PWOD
3322
DELISTED
Penns Woods Bancorp
PWOD
$66K ﹤0.01%
1,848
– –
QDEL icon
3323
QuidelOrtho
QDEL
$1.13B
$66K ﹤0.01%
893
-70
-7% -$4.52K
SMPL icon
3324
Simply Good Foods
SMPL
$907M
$66K ﹤0.01%
2,272
+1,071
+89% +$28.2K
TCBI icon
3325
Texas Capital Bancshares
TCBI
$4.28B
$66K ﹤0.01%
1,182
+703
+147% +$40.1K
131 132
133
134 135

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.