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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLV
3351
Clough Global Dividend & Income Fund
GLV
$77.6M
$63K ﹤0.01%
5,750
– –
KEX icon
3352
Kirby Corp
KEX
$7.01B
$63K ﹤0.01%
703
-159
-18% -$13.2K
NFE icon
3353
New Fortress Energy
NFE
$92.9M
$63K ﹤0.01%
4,079
+826
+25% +$13.7K
ODP
3354
DELISTED
ODP
ODP
$63K ﹤0.01%
2,294
+224
+11% +$4.98K
RMI
3355
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.1M
$63K ﹤0.01%
2,791
+1,966
+238% +$43.4K
ROAM icon
3356
Hartford Multifactor Emerging Markets ETF
ROAM
$103M
$63K ﹤0.01%
2,700
+250
+10% +$5.69K
JCO
3357
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$63K ﹤0.01%
6,250
– –
LVHB
3358
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$63K ﹤0.01%
+1,643
New +$60.6K
EXI icon
3359
iShares Global Industrials ETF
EXI
$1.38B
$62K ﹤0.01%
638
-333
-34% -$31.6K
FNKO icon
3360
Funko
FNKO
$346M
$62K ﹤0.01%
3,622
+2,600
+254% +$42.5K
GIB icon
3361
CGI
GIB
$15.4B
$62K ﹤0.01%
739
-328
-31% -$26.4K
TMFC icon
3362
Motley Fool 100 Index ETF
TMFC
$1.99B
$62K ﹤0.01%
2,494
+1,625
+187% +$38.5K
VOC icon
3363
VOC Energy
VOC
$56.4M
$62K ﹤0.01%
11,788
-7,995
-40% -$38.5K
WWE
3364
DELISTED
World Wrestling Entertainment
WWE
$62K ﹤0.01%
938
-5
-0.5% -$316
BDXA
3365
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$62K ﹤0.01%
950
+766
+416% +$47.5K
MINC
3366
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$62K ﹤0.01%
1,277
+1,008
+375% +$48.9K
BAR icon
3367
GraniteShares Gold Shares
BAR
$1.36B
$61K ﹤0.01%
4,026
-25,114
-86% -$371K
BFH icon
3368
Bread Financial
BFH
$4.32B
$61K ﹤0.01%
684
+189
+38% +$16.7K
IBDU icon
3369
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.03B
$61K ﹤0.01%
+2,400
New +$61K
MGPI icon
3370
MGP Ingredients
MGPI
$404M
$61K ﹤0.01%
1,263
+13
+1% +$609
NORW icon
3371
Global X MSCI Norway ETF
NORW
$86.1M
$61K ﹤0.01%
2,798
-78
-3% -$1.64K
TBT icon
3372
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$61K ﹤0.01%
2,291
-356
-13% -$9.08K
USCI icon
3373
US Commodity Index
USCI
$370M
$61K ﹤0.01%
1,663
-195
-10% -$7.04K
BIG
3374
DELISTED
Big Lots, Inc.
BIG
$61K ﹤0.01%
2,153
+575
+36% +$13.3K
CLNE icon
3375
Clean Energy Fuels
CLNE
$416M
$60K ﹤0.01%
25,655
-500
-2% -$1.06K
133 134
135
136 137

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.