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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZUO
3401
DELISTED
Zuora, Inc.
ZUO
$59K ﹤0.01%
4,094
-20,827
-84% -$305K
LSXMA
3402
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$59K ﹤0.01%
1,837
+51
+3% +$1.69K
TERP
3403
DELISTED
TerraForm Power, Inc
TERP
$59K ﹤0.01%
3,821
-409
-10% -$6.59K
COW
3404
DELISTED
iPath Series B Bloomberg Livestock Subindex Total ReturnSM ETN
COW
$59K ﹤0.01%
+1,296
New +$59K
DEI icon
3405
Douglas Emmett
DEI
$2.05B
$58K ﹤0.01%
1,320
-188
-12% -$8.13K
EIS icon
3406
iShares MSCI Israel ETF
EIS
$863M
$58K ﹤0.01%
1,015
– –
EML icon
3407
Eastern Company
EML
$145M
$58K ﹤0.01%
1,890
– –
FFIN icon
3408
First Financial Bankshares
FFIN
$5.05B
$58K ﹤0.01%
1,687
+565
+50% +$19.5K
HDG icon
3409
ProShares Hedge Replication ETF
HDG
$21.8M
$58K ﹤0.01%
1,244
+61
+5% +$2.81K
HSCZ icon
3410
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$238M
$58K ﹤0.01%
1,880
-600
-24% -$18.2K
IHD
3411
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$58K ﹤0.01%
7,332
+478
+7% +$3.57K
JLS icon
3412
Nuveen Mortgage and Income Fund
JLS
$94.6M
$58K ﹤0.01%
2,631
+1,281
+95% +$28.7K
RWT
3413
Redwood Trust
RWT
$588M
$58K ﹤0.01%
3,519
-3,100
-47% -$50.9K
SITC icon
3414
SITE Centers
SITC
$236M
$58K ﹤0.01%
5,039
-2,766
-35% -$31.5K
TILE icon
3415
Interface
TILE
$1.95B
$58K ﹤0.01%
3,486
-617
-15% -$9.93K
USEP icon
3416
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$58K ﹤0.01%
2,300
+250
+12% +$6.26K
WINA icon
3417
Winmark
WINA
$1.2B
$58K ﹤0.01%
296
– –
VIA
3418
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$58K ﹤0.01%
1,256
-15
-1% -$751
RCA
3419
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$58K ﹤0.01%
2,144
– –
SWIR
3420
DELISTED
Sierra Wireless
SWIR
$58K ﹤0.01%
6,198
-10
-0.2% -$97
EMWP
3421
DELISTED
Eros Media World PLC
EMWP
$58K ﹤0.01%
+859
New +$40.1K
BBP icon
3422
Virtus Biotech ETF
BBP
$96.7M
$57K ﹤0.01%
1,301
-170
-12% -$6.83K
BFS
3423
Saul Centers
BFS
$858M
$57K ﹤0.01%
1,155
+478
+71% +$25.3K
DNOW icon
3424
DNOW Inc
DNOW
$2.44B
$57K ﹤0.01%
5,095
-642
-11% -$7.16K
FCO
3425
DELISTED
abrdn Global Income Fund
FCO
$57K ﹤0.01%
7,075
-1,952
-22% -$15.8K
135 136
137
138 139

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.