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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCPT icon
3451
Four Corners Property Trust
FCPT
$2.89B
$55K ﹤0.01%
1,954
+55
+3% +$1.54K
ORRF icon
3452
Orrstown Financial Services
ORRF
$850M
$55K ﹤0.01%
2,489
+1
+0% +$22
PIPR icon
3453
Piper Sandler
PIPR
$4.99B
$55K ﹤0.01%
3,028
+696
+30% +$13.5K
WWW icon
3454
Wolverine World Wide
WWW
$1.68B
$55K ﹤0.01%
1,644
-66
-4% -$2.06K
YOLO icon
3455
AdvisorShares Pure Cannabis ETF
YOLO
$28.8M
$55K ﹤0.01%
4,600
-2,122
-32% -$27.2K
HEXO
3456
DELISTED
HEXO Corp. Common Shares
HEXO
$55K ﹤0.01%
609
-2,655
-81% -$350K
CPTAG
3457
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$55K ﹤0.01%
+2,240
New +$54.7K
DHR.PRA
3458
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$55K ﹤0.01%
+47
New +$52.9K
CCMP
3459
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$55K ﹤0.01%
384
+20
+5% +$2.84K
JHMT
3460
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$55K ﹤0.01%
1,000
– –
OIL
3461
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$55K ﹤0.01%
4,382
+1,382
+46% +$16.1K
AU icon
3462
AngloGold Ashanti
AU
$39.4B
$54K ﹤0.01%
2,438
-54
-2% -$1.09K
STEX
3463
Streamex Corp
STEX
$71.8M
$54K ﹤0.01%
908
– –
FCPI icon
3464
Fidelity Stocks for Inflation ETF
FCPI
$268M
$54K ﹤0.01%
+2,080
New +$53.3K
JBSS icon
3465
John B. Sanfilippo & Son
JBSS
$986M
$54K ﹤0.01%
593
+500
+538% +$48.5K
KOMP icon
3466
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.52B
$54K ﹤0.01%
1,498
+1,243
+487% +$42.7K
QEMM icon
3467
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$52.5M
$54K ﹤0.01%
883
+117
+15% +$6.94K
QQXT icon
3468
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$54K ﹤0.01%
932
+1
+0.1% +$56
CSGS
3469
DELISTED
CSG Systems International
CSGS
$53K ﹤0.01%
1,033
+55
+6% +$2.97K
CX icon
3470
Cemex
CX
$16.9B
$53K ﹤0.01%
14,204
-2,155
-13% -$8.21K
MYN icon
3471
BlackRock MuniYield New York Quality Fund
MYN
$376M
$53K ﹤0.01%
4,038
+6
+0.1% +$78
OVF icon
3472
Overlay Shares Foreign Equity ETF
OVF
$48.2M
$53K ﹤0.01%
+2,055
New +$52.7K
PI icon
3473
Impinj
PI
$4.24B
$53K ﹤0.01%
2,061
– –
SPSC icon
3474
SPS Commerce
SPSC
$2.55B
$53K ﹤0.01%
965
+81
+9% +$4.31K
USPH icon
3475
US Physical Therapy
USPH
$1.22B
$53K ﹤0.01%
459
-41
-8% -$5.11K
137 138
139
140 141

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.