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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCG icon
3501
First Trust Natural Gas ETF
FCG
$632M
$51K ﹤0.01%
4,172
-135
-3% -$1.46K
FXA icon
3502
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.4M
$51K ﹤0.01%
729
-106
-13% -$7.25K
GCO icon
3503
Genesco
GCO
$434M
$51K ﹤0.01%
1,077
+970
+907% +$40.2K
KREF
3504
KKR Real Estate Finance Trust
KREF
$466M
$51K ﹤0.01%
+2,537
New +$50.7K
PRGS icon
3505
Progress Software
PRGS
$1.75B
$51K ﹤0.01%
1,216
+145
+14% +$5.89K
SSB icon
3506
SouthState Bank Corp
SSB
$10.3B
$51K ﹤0.01%
772
-30
-4% -$2.43K
WKC icon
3507
World Kinect Corp
WKC
$2.06B
$51K ﹤0.01%
1,185
-13
-1% -$544
TEN
3508
Tsakos Energy Navigation Ltd
TEN
$1.19B
$51K ﹤0.01%
2,340
-162
-6% -$2.97K
BCDAW
3509
DELISTED
BioCardia, Inc. Warrant
BCDAW
$51K ﹤0.01%
63,088
– –
ZYNE
3510
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$51K ﹤0.01%
8,538
– –
DDF
3511
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$51K ﹤0.01%
3,317
+1,019
+44% +$14.7K
NBO
3512
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$51K ﹤0.01%
4,072
– –
CEV
3513
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$50K ﹤0.01%
+3,700
New +$49.3K
CNO icon
3514
CNO Financial Group
CNO
$4.94B
$50K ﹤0.01%
2,710
-435
-14% -$7.4K
GLQ
3515
Clough Global Equity Fund
GLQ
$151M
$50K ﹤0.01%
4,126
+4,027
+4,068% +$47.6K
JHMD icon
3516
John Hancock Multifactor Developed International ETF
JHMD
$947M
$50K ﹤0.01%
1,700
– –
LFVN icon
3517
LifeVantage
LFVN
$80.1M
$50K ﹤0.01%
3,226
-800
-20% -$11.8K
MHN
3518
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$50K ﹤0.01%
3,700
+2,500
+208% +$33.9K
NHC icon
3519
National Healthcare
NHC
$3.57B
$50K ﹤0.01%
586
+20
+4% +$1.67K
PEJ icon
3520
Invesco Leisure and Entertainment ETF
PEJ
$263M
$50K ﹤0.01%
1,100
– –
VRNT
3521
DELISTED
Verint Systems
VRNT
$50K ﹤0.01%
1,963
-1,042
-35% -$25.4K
YORW icon
3522
York Water
YORW
$511M
$50K ﹤0.01%
1,085
+800
+281% +$35.1K
ENLC
3523
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$50K ﹤0.01%
8,122
-2,637
-25% -$16K
KAMN
3524
DELISTED
Kaman Corp
KAMN
$50K ﹤0.01%
801
-609
-43% -$38K
AMOV
3525
DELISTED
America Movil SAB de CV
AMOV
$50K ﹤0.01%
3,233
-1,520
-32% -$23K
139 140
141
142 143

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.