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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGN
3526
DELISTED
MSG Networks Inc.
MSGN
$50K ﹤0.01%
2,900
-142
-5% -$2.36K
WAIR
3527
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$50K ﹤0.01%
4,510
+4,508
+225,400% +$49.6K
NLSN
3528
DELISTED
Nielsen Holdings plc
NLSN
$50K ﹤0.01%
2,594
-734
-22% -$14.9K
NEE.PRO
3529
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$50K ﹤0.01%
+978
New +$49K
GAL icon
3530
State Street Global Allocation ETF
GAL
$304M
$49K ﹤0.01%
1,206
+51
+4% +$2.01K
ICFI icon
3531
ICF International
ICFI
$1.46B
$49K ﹤0.01%
539
-100
-16% -$8.61K
INVA icon
3532
Innoviva
INVA
$1.57B
$49K ﹤0.01%
3,451
+1,117
+48% +$13.7K
JSML icon
3533
Janus Henderson Small Cap Growth Alpha ETF
JSML
$365M
$49K ﹤0.01%
1,054
– –
RGNX icon
3534
Regenxbio
RGNX
$648M
$49K ﹤0.01%
1,200
+500
+71% +$19.8K
RODE
3535
DELISTED
Hartford Multifactor Diversified International ETF
RODE
$49K ﹤0.01%
1,750
-3,200
-65% -$87.4K
SMC
3536
Summit Midstream
SMC
$421M
$49K ﹤0.01%
985
– –
LOGM
3537
DELISTED
LogMein, Inc.
LOGM
$49K ﹤0.01%
844
+168
+25% +$12.5K
BAND
3538
Bandwidth Inc
BAND
$1.25B
$48K ﹤0.01%
761
-30
-4% -$1.74K
MPV
3539
Barings Participation Investors
MPV
$174M
$48K ﹤0.01%
2,978
– –
OVM icon
3540
Overlay Shares Municipal Bond ETF
OVM
$42.2M
$48K ﹤0.01%
+1,894
New +$47.8K
SIG icon
3541
Signet Jewelers
SIG
$3.72B
$48K ﹤0.01%
2,221
+235
+12% +$4.17K
NFO
3542
DELISTED
Invesco Insider Sentiment ETF
NFO
$48K ﹤0.01%
669
– –
RESI
3543
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$48K ﹤0.01%
3,907
-27,179
-87% -$323K
BSEP icon
3544
Innovator US Equity Buffer ETF September
BSEP
$216M
$47K ﹤0.01%
1,800
– –
CAKE icon
3545
Cheesecake Factory
CAKE
$5.03B
$47K ﹤0.01%
1,246
+223
+22% +$9.19K
EXK
3546
Endeavour Silver
EXK
$2.3B
$47K ﹤0.01%
19,506
+3,500
+22% +$7.95K
FSZ icon
3547
First Trust Switzerland AlphaDEX Fund
FSZ
$37.1M
$47K ﹤0.01%
874
-529
-38% -$27K
HESM icon
3548
Hess Midstream
HESM
$5.17B
$47K ﹤0.01%
2,070
– –
LOB icon
3549
Live Oak Bancshares
LOB
$1.97B
$47K ﹤0.01%
2,500
+1,185
+90% +$21.9K
MMSI icon
3550
Merit Medical Systems
MMSI
$4.97B
$47K ﹤0.01%
1,368
-211
-13% -$6.04K
140 141
142
143 144

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.