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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GURU icon
3576
Global X Guru Index ETF
GURU
$61.8M
$45K ﹤0.01%
1,260
– –
NAT icon
3577
Nordic American Tanker
NAT
$1.41B
$45K ﹤0.01%
9,223
+1,448
+19% +$5.52K
ONEY icon
3578
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
$45K ﹤0.01%
1,028
-476
-32% -$34.9K
OVS icon
3579
Overlay Shares Small Cap Equity ETF
OVS
$34.7M
$45K ﹤0.01%
+1,655
New +$43.1K
PBYI icon
3580
Puma Biotechnology
PBYI
$402M
$45K ﹤0.01%
5,168
+3,497
+209% +$28.9K
POWI icon
3581
Power Integrations
POWI
$3.39B
$45K ﹤0.01%
932
-200
-18% -$9.22K
WHD icon
3582
Cactus
WHD
$4.3B
$45K ﹤0.01%
1,309
+1,241
+1,825% +$37.7K
NTBL
3583
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$45K ﹤0.01%
1,071
– –
SOLO
3584
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$45K ﹤0.01%
21,000
+19,800
+1,650% +$39K
USLV
3585
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$45K ﹤0.01%
479
+471
+5,888% +$40.5K
AMG icon
3586
Affiliated Managers Group
AMG
$9.65B
$44K ﹤0.01%
523
-65
-11% -$5.33K
CORN icon
3587
Teucrium Corn Fund
CORN
$177M
$44K ﹤0.01%
2,950
– –
FORM icon
3588
FormFactor
FORM
$8.21B
$44K ﹤0.01%
1,723
+657
+62% +$14.8K
GPRO icon
3589
GoPro
GPRO
$124M
$44K ﹤0.01%
10,543
+2,035
+24% +$8.45K
HEWJ icon
3590
iShares Currency Hedged MSCI Japan ETF
HEWJ
$724M
$44K ﹤0.01%
1,323
-50
-4% -$1.64K
HWBK icon
3591
Hawthorn Bancshares
HWBK
$267M
$44K ﹤0.01%
2,046
+2,041
+40,820% +$42.3K
PPBI
3592
DELISTED
Pacific Premier Bancorp
PPBI
$44K ﹤0.01%
1,378
-51
-4% -$1.66K
RLJ.PRA icon
3593
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$324M
$44K ﹤0.01%
1,534
– –
SANM icon
3594
Sanmina
SANM
$9.83B
$44K ﹤0.01%
1,279
+59
+5% +$1.89K
SOYB icon
3595
Teucrium Soybean Fund
SOYB
$61.1M
$44K ﹤0.01%
2,752
– –
TTEC icon
3596
TTEC Holdings
TTEC
$126M
$44K ﹤0.01%
1,118
+1,109
+12,322% +$48.6K
CVLY
3597
DELISTED
Codorus Valley Bancorp Inc
CVLY
$44K ﹤0.01%
1,899
– –
AEGN
3598
DELISTED
Aegion Corp
AEGN
$44K ﹤0.01%
1,941
+1,241
+177% +$26.8K
MNP
3599
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$44K ﹤0.01%
2,865
+2
+0.1% +$30
AGD
3600
abrdn Global Dynamic Dividend Fund
AGD
$316M
$43K ﹤0.01%
4,107
-5
-0.1% -$50
142 143
144
145 146

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.