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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNRO icon
3551
Monro
MNRO
$415M
$47K ﹤0.01%
688
+64
+10% +$4.83K
MSD
3552
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$47K ﹤0.01%
4,889
-5,118
-51% -$48.4K
NC icon
3553
NACCO Industries
NC
$359M
$47K ﹤0.01%
1,000
– –
PNF
3554
DELISTED
PIMCO New York Municipal Income Fund
PNF
$47K ﹤0.01%
3,406
– –
PR
3555
Permian Resources
PR
$17.4B
$47K ﹤0.01%
2,485
-35,632
-93% -$130K
SCHK icon
3556
Schwab 1000 Index ETF
SCHK
$5.59B
$47K ﹤0.01%
2,986
-788
-21% -$11.9K
VKTX icon
3557
Viking Therapeutics
VKTX
$3.88B
$47K ﹤0.01%
5,852
+549
+10% +$4K
AIVC
3558
Amplify Bloomberg AI Equal Weight ETF
AIVC
$104M
$47K ﹤0.01%
1,270
– –
PRVB
3559
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$47K ﹤0.01%
+3,200
New +$28.5K
AIMC
3560
DELISTED
Altra Industrial Motion Corp
AIMC
$47K ﹤0.01%
1,247
-166
-12% -$5.28K
DCUE
3561
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$47K ﹤0.01%
435
+235
+118% +$24.9K
ECOL
3562
DELISTED
US Ecology, Inc.
ECOL
$47K ﹤0.01%
804
+47
+6% +$2.79K
BPMP
3563
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$47K ﹤0.01%
2,974
+1,289
+76% +$19.1K
IOTS
3564
DELISTED
Adesto Technologies Corp
IOTS
$47K ﹤0.01%
5,500
+2,000
+57% +$15.7K
FINU
3565
DELISTED
ProShares UltraPro Financial Select Sector
FINU
$47K ﹤0.01%
418
– –
RSXJ
3566
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$47K ﹤0.01%
1,300
-1,400
-52% -$48.8K
CNMD icon
3567
CONMED
CNMD
$1.3B
$46K ﹤0.01%
412
-62
-13% -$6.61K
DLTH icon
3568
Duluth Holdings
DLTH
$152M
$46K ﹤0.01%
4,428
– –
NAN icon
3569
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$46K ﹤0.01%
3,253
– –
PGNY icon
3570
Progyny
PGNY
$2.46B
$46K ﹤0.01%
+1,688
New +$40.5K
TRST
3571
Trustco Bank Corp NY
TRST
$953M
$46K ﹤0.01%
1,065
+5
+0.5% +$214
WABC icon
3572
Westamerica Bancorp
WABC
$1.39B
$46K ﹤0.01%
664
– –
XIFR
3573
XPLR Infrastructure LP
XIFR
$1.04B
$46K ﹤0.01%
887
+235
+36% +$12.2K
BRF icon
3574
VanEck Brazil Small-Cap ETF
BRF
$21.5M
$45K ﹤0.01%
1,654
+679
+70% +$16.6K
FELE icon
3575
Franklin Electric
FELE
$4.66B
$45K ﹤0.01%
797
+33
+4% +$1.74K
141 142
143
144 145

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.