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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSI
3476
DELISTED
Insight Select Income Fund
INSI
$53K ﹤0.01%
2,668
-1,444
-35% -$29.1K
RNDB
3477
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$53K ﹤0.01%
3,000
– –
RRD
3478
DELISTED
RR Donnelley & Sons Co.
RRD
$53K ﹤0.01%
13,566
-13,210
-49% -$52.2K
CLDR
3479
DELISTED
Cloudera, Inc.
CLDR
$53K ﹤0.01%
4,534
-335
-7% -$3.21K
AIMT
3480
DELISTED
Aimmune Therapeutics
AIMT
$53K ﹤0.01%
1,579
+491
+45% +$13.7K
GRES
3481
DELISTED
IQ ARB Global Resources
GRES
$53K ﹤0.01%
1,939
-214
-10% -$5.71K
AQN icon
3482
Algonquin Power & Utilities
AQN
$4.59B
$52K ﹤0.01%
3,709
-248
-6% -$3.44K
BCBP icon
3483
BCB Bancorp
BCBP
$179M
$52K ﹤0.01%
3,800
– –
BCML icon
3484
BayCom
BCML
$335M
$52K ﹤0.01%
2,306
– –
EPHE icon
3485
iShares MSCI Philippines ETF
EPHE
$132M
$52K ﹤0.01%
1,531
-238
-13% -$8.2K
IPAR icon
3486
Interparfums
IPAR
$4.07B
$52K ﹤0.01%
727
+40
+6% +$2.91K
JPXN
3487
iShares JPX-Nikkei 400 ETF
JPXN
$130M
$52K ﹤0.01%
809
+8
+1% +$507
KOF icon
3488
Coca-Cola Femsa
KOF
$22.5B
$52K ﹤0.01%
861
+25
+3% +$1.47K
LPSN icon
3489
LivePerson
LPSN
$22M
$52K ﹤0.01%
95
-19
-17% -$10.9K
PD icon
3490
PagerDuty
PD
$830M
$52K ﹤0.01%
2,228
+183
+9% +$4.5K
SHAK icon
3491
Shake Shack
SHAK
$2.54B
$52K ﹤0.01%
926
+6
+0.7% +$431
SPMO icon
3492
Invesco S&P 500 Momentum ETF
SPMO
$19.7B
$52K ﹤0.01%
3,829
-17,909
-82% -$730K
TPIC
3493
DELISTED
TPI Composites
TPIC
$52K ﹤0.01%
2,813
-9,327
-77% -$171K
VFL
3494
DELISTED
abrdn National Municipal Income Fund
VFL
$52K ﹤0.01%
3,943
+1,543
+64% +$20.4K
FLG.PRU
3495
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$52K ﹤0.01%
1,034
+816
+374% +$41.2K
SINA
3496
DELISTED
Sina Corp
SINA
$52K ﹤0.01%
1,292
+95
+8% +$3.65K
AUDC icon
3497
AudioCodes
AUDC
$239M
$51K ﹤0.01%
1,983
+1,942
+4,737% +$42.5K
BBCA icon
3498
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
$51K ﹤0.01%
998
-174
-15% -$8.8K
BPT
3499
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$51K ﹤0.01%
7,383
-422
-5% -$3.13K
CBFV icon
3500
CB Financial Services
CBFV
$192M
$51K ﹤0.01%
1,685
– –
138 139
140
141 142

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.