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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
3426
GATX Corp
GATX
$6.45B
$57K ﹤0.01%
780
+115
+17% +$9.25K
HAWX icon
3427
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$338M
$57K ﹤0.01%
2,058
-4,492
-69% -$124K
IDHQ icon
3428
Invesco S&P International Developed Quality ETF
IDHQ
$917M
$57K ﹤0.01%
2,198
– –
IHY icon
3429
VanEck International High Yield Bond ETF
IHY
$43M
$57K ﹤0.01%
2,267
– –
IYZ icon
3430
iShares US Telecommunications ETF
IYZ
$1.16B
$57K ﹤0.01%
1,906
-267
-12% -$7.86K
MATV icon
3431
Mativ Holdings
MATV
$479M
$57K ﹤0.01%
1,348
+1,232
+1,062% +$51.2K
USMC icon
3432
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.48B
$57K ﹤0.01%
1,807
-71
-4% -$2.14K
VIDI icon
3433
Vident International Equity Strategy
VIDI
$425M
$57K ﹤0.01%
2,278
– –
ONC
3434
BeOne Medicines Ltd
ONC
$33.9B
$57K ﹤0.01%
345
-107
-24% -$17.8K
XLRN
3435
DELISTED
Acceleron Pharma
XLRN
$57K ﹤0.01%
1,063
+269
+34% +$12.3K
CHK.PRD
3436
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$57K ﹤0.01%
2,774
-1,088
-28% -$31.1K
BUSE icon
3437
First Busey Corp
BUSE
$2.55B
$56K ﹤0.01%
2,046
+101
+5% +$2.67K
COTY icon
3438
Coty
COTY
$2.4B
$56K ﹤0.01%
4,984
-875
-15% -$9.96K
ECH icon
3439
iShares MSCI Chile ETF
ECH
$1,000M
$56K ﹤0.01%
1,692
-214
-11% -$7.35K
IEZ icon
3440
iShares US Oil Equipment & Services ETF
IEZ
$346M
$56K ﹤0.01%
2,733
-1,000
-27% -$18K
SAGE
3441
DELISTED
Sage Therapeutics
SAGE
$56K ﹤0.01%
771
+221
+40% +$27.2K
SFNC icon
3442
Simmons First National
SFNC
$3.39B
$56K ﹤0.01%
2,082
– –
USDU icon
3443
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$459M
$56K ﹤0.01%
2,117
-890
-30% -$24.7K
B
3444
DELISTED
Barnes Group Inc.
B
$56K ﹤0.01%
905
-34
-4% -$1.97K
BOSS
3445
DELISTED
Global X Founder-Run Companies ETF
BOSS
$56K ﹤0.01%
+2,729
New +$53.5K
JHMH
3446
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$56K ﹤0.01%
1,504
-141
-9% -$4.96K
CAF
3447
Morgan Stanley China A Share Fund
CAF
$326M
$55K ﹤0.01%
2,562
+348
+16% +$7.44K
CARE icon
3448
Carter Bankshares
CARE
$765M
$55K ﹤0.01%
2,470
+2,000
+426% +$41.4K
DB icon
3449
Deutsche Bank
DB
$66.6B
$55K ﹤0.01%
4,371
-21,990
-83% -$165K
EMXC icon
3450
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$55K ﹤0.01%
+1,075
New +$53.3K
136 137
138
139 140

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.