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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN.A
3376
DELISTED
Clearway Energy Class A
CWEN.A
$60K ﹤0.01%
3,137
+5
+0.2% +$92
ESLT icon
3377
Elbit Systems
ESLT
$36B
$60K ﹤0.01%
387
+27
+8% +$4.4K
HRTX icon
3378
Heron Therapeutics
HRTX
$93.4M
$60K ﹤0.01%
2,579
+1,862
+260% +$41.2K
IGBH icon
3379
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$201M
$60K ﹤0.01%
2,350
– –
NURE icon
3380
Nuveen Short-Term REIT ETF
NURE
$36.6M
$60K ﹤0.01%
2,003
+1,863
+1,331% +$56.9K
OGI
3381
Organigram Holdings
OGI
$131M
$60K ﹤0.01%
6,165
-559
-8% -$6.6K
SFHY
3382
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$60K ﹤0.01%
1,245
-49
-4% -$2.46K
MIE
3383
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$60K ﹤0.01%
7,379
-42,052
-85% -$324K
CMD
3384
DELISTED
Cantel Medical Corporation
CMD
$60K ﹤0.01%
863
-213
-20% -$15.5K
EQC.PRD
3385
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$60K ﹤0.01%
2,100
– –
AAT
3386
American Assets Trust
AAT
$1.46B
$59K ﹤0.01%
1,283
+12
+0.9% +$560
DY icon
3387
Dycom Industries
DY
$11.2B
$59K ﹤0.01%
1,269
+181
+17% +$8.81K
FPXI icon
3388
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$261M
$59K ﹤0.01%
1,470
+505
+52% +$19.3K
FRPT icon
3389
Freshpet
FRPT
$3.04B
$59K ﹤0.01%
1,002
+98
+11% +$5.22K
HEES
3390
DELISTED
H&E Equipment Services
HEES
$59K ﹤0.01%
1,776
-120
-6% -$3.89K
HY icon
3391
Hyster-Yale Materials Handling
HY
$576M
$59K ﹤0.01%
1,000
– –
IAE
3392
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$88.9M
$59K ﹤0.01%
6,986
+895
+15% +$7.45K
JMM icon
3393
Nuveen Multi-Market Income Fund
JMM
$54.7M
$59K ﹤0.01%
8,030
-627
-7% -$4.58K
MIN
3394
Aberdeen Intermediate Income Fund
MIN
$275M
$59K ﹤0.01%
13,565
-8,386
-38% -$31.6K
OCFC icon
3395
OceanFirst Financial
OCFC
$1.71B
$59K ﹤0.01%
2,295
– –
PRNT icon
3396
The 3D Printing ETF
PRNT
$59M
$59K ﹤0.01%
2,650
– –
PSCU icon
3397
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.5M
$59K ﹤0.01%
1,127
– –
TEX icon
3398
Terex
TEX
$7.37B
$59K ﹤0.01%
2,000
+1,113
+125% +$31.3K
TRTX
3399
TPG RE Finance Trust
TRTX
$630M
$59K ﹤0.01%
2,884
+384
+15% +$7.72K
UAUG icon
3400
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$59K ﹤0.01%
2,300
– –
134 135
136
137 138

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.