Ladenburg Thalmann Financial Services’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$59K	Hold	2,300	–	–	﹤0.01%	3409
2019 Q3	$58K	Buy	+2,300	New	+$57.6K	﹤0.01%	3336

Other funds holding UAUG

HFP

Holistic Financial Partners Indianapolis, Indiana $164M AUM 32.79% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

AIC

Ameritas Investment Company Lincoln, Nebraska $2.17B AUM 26.5% 1-Year Est. Return

DLHL

Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

SIA

Soltis Investment Advisors St. George, Utah $1.59B AUM 23.87% 1-Year Est. Return

AAP

Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UAUG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Innovator US Equity Ultra Buffer ETF August (UAUG) position steady in Q4 2019 at 2,300 shares worth $59K. The position accounts for ﹤0.01% of the portfolio, ranked #3409.

Ladenburg Thalmann Financial Services first reported a position in UAUG in Q3 2019 and has held it in 2 quarters since. 14 funds tracked by Wall St. Rank hold UAUG as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,300 shares of Innovator US Equity Ultra Buffer ETF August worth $59K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Innovator US Equity Ultra Buffer ETF August share count unchanged in Q4 2019.
Innovator US Equity Ultra Buffer ETF August made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3409 holding.
Ladenburg Thalmann Financial Services first reported a position in Innovator US Equity Ultra Buffer ETF August in Q3 2019 and has held it in 2 quarters since.
14 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.