HighTower Advisors’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

HighTower Advisors’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-9,590	Closed	-$377K	–	3975
2025 Q3	$377K	Sell	9,590 -1,800	-16%	-$69.2K	﹤0.01%	2846
2025 Q2	$426K	Hold	11,390	–	–	﹤0.01%	2662
2025 Q1	$394K	Sell	11,390 -2,594	-19%	-$92.4K	﹤0.01%	2653
2024 Q4	$497K	Hold	13,984	–	–	﹤0.01%	2478
2024 Q3	$490K	Buy	+13,984	New	+$477K	﹤0.01%	2409
2022 Q2	–	Sell	-49,152	Closed	-$1.43M	–	3548
2022 Q1	$1.43M	Hold	49,152	–	–	﹤0.01%	1563
2021 Q4	$1.44M	Sell	49,152 -152	-0.3%	-$4.41K	﹤0.01%	1561
2021 Q3	$1.4M	Buy	49,304 +1,400	+3%	+$40.1K	﹤0.01%	1465
2021 Q2	$1.37M	Sell	47,904 -1,200	-2%	-$34.1K	﹤0.01%	1461
2021 Q1	$1.39M	Sell	49,104 -53,372	-52%	-$1.5M	﹤0.01%	1373
2020 Q4	$2.86M	Sell	102,476 -333,692	-77%	-$9.18M	0.01%	764
2020 Q3	$11.8M	Sell	436,168 -167,443	-28%	-$4.49M	0.06%	302
2020 Q2	$15.5M	Buy	603,611 +65,453	+12%	+$1.64M	0.08%	235
2020 Q1	$12.7M	Buy	538,158 +490,956	+1,040%	+$12.4M	0.08%	232
2019 Q4	$1.22M	Buy	47,202 +1,000	+2%	+$25.5K	0.01%	1057
2019 Q3	$1.17M	Buy	+46,202	New	+$1.16M	0.01%	1105

Other funds holding UAUG

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

BFG

Broussard Financial Group Kaplan, Louisiana $125M AUM

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $522M AUM 26.29% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

HighTower Advisors's UAUG Position: Q4 2025 in Review

HighTower Advisors sold out of Innovator US Equity Ultra Buffer ETF August (UAUG) in Q4 2025, closing a stake of 9,590 shares — an estimated $377K sold.

HighTower Advisors first reported a position in UAUG in Q3 2019 and held it in 16 quarters. The position peaked at $15.5M in Q2 2020. 86 funds tracked by Wall St. Rank hold UAUG as of Q4 2025.

HighTower Advisors reported no remaining Innovator US Equity Ultra Buffer ETF August position as of Q4 2025 after selling out during the quarter.
HighTower Advisors sold 9,590 Innovator US Equity Ultra Buffer ETF August shares in Q4 2025, an estimated $377K.
HighTower Advisors first reported a position in Innovator US Equity Ultra Buffer ETF August in Q3 2019 and held it in 16 quarters.
HighTower Advisors's Innovator US Equity Ultra Buffer ETF August position peaked at $15.5M in Q2 2020.
86 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q4 2025.

Based on HighTower Advisors's 13F filing for Q4 2025, filed 6 Feb 2026.