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Innovator US Equity Ultra Buffer ETF August

17 hedge funds and large institutions have $12.2M invested in Innovator US Equity Ultra Buffer ETF August in 2021 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.83% more ownership

Funds ownership: 36.52%46.35% (+9.8%)

4% less capital invested

Capital invested by funds: $12.7M → $12.2M (-$564K)

26% less funds holding

Funds holding: 2317 (-6)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 5

Holders
17
Holders Change
-6
Holders Change %
-26.09%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
4
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$2.77M +$2.2M +78,673 +404%
DLHL
2
Donald L. Hagan LLC
Florida
$2.06M -$91.8K -3,278 -4%
HighTower Advisors
3
HighTower Advisors
Illinois
$1.39M -$1.5M -53,372 -52%
OMC
4
Old Mission Capital
Illinois
$1.18M +$148K +5,288 +15%
Osaic Holdings
5
Osaic Holdings
Arizona
$868K -$52.8K -1,885 -6%
Wolverine Trading
6
Wolverine Trading
Illinois
$791K +$569K +20,328 +265%
LJAC
7
L.J. Altfest & Co
New York
$688K
CAN
8
Cetera Advisor Networks
California
$567K -$45.7K -1,630 -8%
AWA
9
Arete Wealth Advisors
Illinois
$543K
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$381K -$191K -6,818 -34%
AIC
11
Archer Investment Corporation
Indiana
$282K -$6.22K -222 -2%
DFA
12
DHJJ Financial Advisors
Illinois
$231K -$1.4K -50 -0.6%
Morgan Stanley
13
Morgan Stanley
New York
$186K
BFC
14
Bedel Financial Consulting
Indiana
$122K
MCC
15
Money Concepts Capital
Florida
$61K
UBS Group
16
UBS Group
Switzerland
$56K +$3.75K +134 +7%
CAAS
17
Capital Asset Advisory Services
Michigan
$6K -$140 -5 -2%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$1.03M -37,109 Closed
CA
19
Claro Advisors
Massachusetts
-$259K -9,272 Closed
ICP
20
Interchange Capital Partners
Pennsylvania
-$139K -5,000 Closed
HFA
21
Hoover Financial Advisors
Pennsylvania
-$28K -1,000 Closed
TWM
22
Tradition Wealth Management
Minnesota
-$1K -37 Closed

UAUG Hedge Fund Activity: Q1 2021 in Review

17 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q1 2021, worth a combined $12.2M — down 4.4% from $12.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of UAUG and 0 opened new positions — a net loss of 5 holders — while 8 trimmed existing stakes and 4 added.

The largest buyer was Citadel Advisors, adding an estimated $2.2M. The largest seller was HighTower Advisors, cutting an estimated $1.5M.

  • 17 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q1 2021, down from 23 in Q4 2020.
  • Funds reported $12.2M of Innovator US Equity Ultra Buffer ETF August stock for Q1 2021, down 4.4% quarter-over-quarter.
  • 0 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q1 2021 and 5 closed out, a net change of -5 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q1 2021 was Citadel Advisors, an estimated $2.2M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q1 2021 was HighTower Advisors, an estimated $1.5M sold.

Based on aggregated 13F filings for Q1 2021.