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Innovator US Equity Ultra Buffer ETF August
UAUG

90 hedge funds and large institutions have $344M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 3

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

83% more capital invested

Capital invested by funds: $188M → $344M (+$155M)

43% more funds holding

Funds holding: 63 → 90 (+27)

1.31% less ownership

Funds ownership: 87.86% → 86.55% (-1.3%)

Holders
90
Holders Change
+27
Holders Change %
+42.86%
% of All Funds
1.31%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
30
Increased
29
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Advance Capital Management
Michigan
+$62M
2
SAG
SageView Advisory Group
California
+$52.9M
3
KWM
KFG Wealth Management
Indiana
+$17.4M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$9.02M
5
AWM
AE Wealth Management
Kansas
+$8.28M

Top Sellers

1
BCM
Brookstone Capital Management
Illinois
-$1.91M
2
MAM
Milestone Asset Management
Pennsylvania
-$1.28M
3
FIA
Foundations Investment Advisors
Arizona
-$1.24M
4
Osaic Holdings
Osaic Holdings
Arizona
-$764K
5
SPC
Sigma Planning Corp
Michigan
-$620K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1
Advance Capital Management
Michigan
$133M +$62M +2,109,895 +96%
BCM
2
Brookstone Capital Management
Illinois
$29.4M -$1.91M -64,935 -6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$22.8M +$9.02M +306,799 +71%
KWM
4
KFG Wealth Management
Indiana
$21.8M +$17.4M +591,184 +502%
MOS
5
MGO One Seven
Ohio
$13.4M +$1.41M +47,895 +12%
AWM
6
AE Wealth Management
Kansas
$8.81M +$8.28M +281,717 New
Osaic Holdings
7
Osaic Holdings
Arizona
$8.48M -$764K -25,973 -9%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$8.11M -$535K -18,180 -6%
PCS
9
Private Client Services
Kentucky
$7.4M +$7.08M +240,647 New
OBWG
10
Onyx Bridge Wealth Group
New York
$6.52M +$331K +11,270 +6%
AIC
11
Archer Investment Corporation
Indiana
$6.5M +$4.57M +155,378 +278%
PCA
12
Pallas Capital Advisors
Massachusetts
$6.2M +$1.8M +61,358 +44%
TCM
13
Triumph Capital Management
Colorado
$4.81M +$2.01M +68,347 +78%
MW
14
MBL Wealth
North Carolina
$4.48M +$429K +14,602 +11%
IWM
15
IHT Wealth Management
Illinois
$3.77M +$3.61M +122,763 New
RJA
16
Raymond James & Associates
Florida
$3.68M +$3.52M +119,852 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$3.67M +$2.32M +78,934 +195%
TF
18
Trek Financial
Arizona
$3.2M +$3.06M +104,043 New
BFG
19
Berger Financial Group
Minnesota
$3.13M +$339K +11,534 +13%
DLHL
20
Donald L. Hagan LLC
Florida
$2.91M +$27.3K +930 +1%
SB
21
Strategic Blueprint
Georgia
$2.62M +$363K +12,336 +17%
CFCI
22
Comprehensive Financial Consultants Institutional
Indiana
$2.52M +$2.42M +82,140 New
MWM
23
Maltin Wealth Management
New Jersey
$2.2M -$61.4K -2,088 -3%
WFAG
24
Worth Financial Advisory Group
North Carolina
$1.92M – – –
AWS
25
Atria Wealth Solutions
New York
$1.82M +$1.74M +59,143 New
1
2 3 4

UAUG Hedge Fund Activity: Q4 2023 in Review

90 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2023, worth a combined $344M — up 83% from $188M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UAUG positions and 3 closed out — a net gain of 27 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Advance Capital Management, adding an estimated $62M. The largest seller was Brookstone Capital Management, cutting an estimated $1.91M.

  • 90 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2023, up from 63 in Q3 2023.
  • Funds reported $344M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2023, up 83% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2023 and 3 closed out, a net change of +27 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2023 was Advance Capital Management, an estimated $62M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2023 was Brookstone Capital Management, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2023.