Pallas Capital Advisors’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Pallas Capital Advisors’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-24,747	Closed	-$857K	–	933
2025 Q1	$857K	Sell	24,747 -86,811	-78%	-$3.09M	0.04%	328
2024 Q4	$3.96M	Sell	111,558 -3,120	-3%	-$111K	0.17%	109
2024 Q3	$4.03M	Buy	114,678 +2,648	+2%	+$90.2K	0.17%	109
2024 Q2	$3.79M	Sell	112,030 -3,010	-3%	-$98.9K	0.17%	108
2024 Q1	$3.76M	Sell	115,040 -86,642	-43%	-$2.74M	0.16%	111
2023 Q4	$6.2M	Buy	201,682 +61,358	+44%	+$1.8M	0.33%	62
2023 Q3	$3.97M	Buy	+140,324	New	+$4.1M	0.24%	85

Other funds holding UAUG

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $508M AUM 24.79% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

BFG

Berger Financial Group Plymouth, Minnesota $1.96B AUM 20.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Pallas Capital Advisors's UAUG Position: Q2 2025 in Review

Pallas Capital Advisors sold out of Innovator US Equity Ultra Buffer ETF August (UAUG) in Q2 2025, closing a stake of 24,747 shares — an estimated $857K sold.

Pallas Capital Advisors first reported a position in UAUG in Q3 2023 and held it in 7 quarters. The position peaked at $6.2M in Q4 2023. 80 funds tracked by Wall St. Rank hold UAUG as of Q2 2025.

Pallas Capital Advisors reported no remaining Innovator US Equity Ultra Buffer ETF August position as of Q2 2025 after selling out during the quarter.
Pallas Capital Advisors sold 24,747 Innovator US Equity Ultra Buffer ETF August shares in Q2 2025, an estimated $857K.
Pallas Capital Advisors first reported a position in Innovator US Equity Ultra Buffer ETF August in Q3 2023 and held it in 7 quarters.
Pallas Capital Advisors's Innovator US Equity Ultra Buffer ETF August position peaked at $6.2M in Q4 2023.
80 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q2 2025.

Based on Pallas Capital Advisors's 13F filing for Q2 2025, filed 9 Jul 2025.