We are live on ! Find out more
UAUG icon

Innovator US Equity Ultra Buffer ETF August
UAUG

63 hedge funds and large institutions have $188M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

306% more capital invested

Capital invested by funds: $46.4M → $188M (+$142M)

129% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 14

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

40% more funds holding

Funds holding: 45 → 63 (+18)

28.25% more ownership

Funds ownership: 59.61% → 87.86% (+28%)

Holders
63
Holders Change
+18
Holders Change %
+40%
% of All Funds
1%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
32
Increased
14
Reduced
8
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Advance Capital Management
Michigan
+$64.3M
2
BCM
Brookstone Capital Management
Illinois
+$28.6M
3
MOS
MGO One Seven
Ohio
+$11.3M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$7.05M
5
OBWG
Onyx Bridge Wealth Group
New York
+$5.87M

Top Sellers

1
SIA
Soltis Investment Advisors
Utah
-$6.59M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.35M
3
PCA
Prosperity Capital Advisors
Ohio
-$1.27M
4
AWA
Arete Wealth Advisors
Illinois
-$796K
5
LJAC
L.J. Altfest & Co
New York
-$709K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1
Advance Capital Management
Michigan
$63.1M +$64.3M +2,200,687 New
BCM
2
Brookstone Capital Management
Illinois
$29.3M +$28.6M +978,955 +2,262%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$12.4M +$1.82M +62,329 +17%
MOS
4
MGO One Seven
Ohio
$11.1M +$11.3M +388,533 New
Osaic Holdings
5
Osaic Holdings
Arizona
$8.65M +$5.46M +186,914 +163%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$8.08M +$7.05M +241,573 +598%
OBWG
7
Onyx Bridge Wealth Group
New York
$5.76M +$5.87M +200,960 New
PCA
8
Pallas Capital Advisors
Massachusetts
$3.97M +$4.1M +140,324 New
MW
9
MBL Wealth
North Carolina
$3.76M +$72.4K +2,480 +2%
KWM
10
KFG Wealth Management
Indiana
$3.38M +$2.24M +76,708 +187%
DLHL
11
Donald L. Hagan LLC
Florida
$2.69M +$2.74M +93,743 New
BFG
12
Berger Financial Group
Minnesota
$2.59M +$849K +29,065 +47%
TCM
13
Triumph Capital Management
Colorado
$2.52M +$2.57M +88,067 New
MAM
14
Milestone Asset Management
Pennsylvania
$2.29M +$2.33M +79,780 New
FIA
15
Foundations Investment Advisors
Arizona
$2.25M +$2.29M +78,504 New
MWM
16
Maltin Wealth Management
New Jersey
$2.11M +$2.15M +73,571 New
SB
17
Strategic Blueprint
Georgia
$2.09M +$521K +17,858 +32%
PCA
18
Prosperity Capital Advisors
Ohio
$1.82M -$1.27M -43,395 -41%
WFAG
19
Worth Financial Advisory Group
North Carolina
$1.79M +$1.83M +62,551 New
AIC
20
Archer Investment Corporation
Indiana
$1.6M +$1.24M +42,510 +317%
HWP
21
Heritage Wealth Partners
Ohio
$1.34M +$1.36M +46,626 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.22M -$2.35M -80,431 -65%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.16M +$834K +28,572 +241%
SAG
24
SageView Advisory Group
California
$1.08M +$783K +26,813 +248%
SPC
25
Sigma Planning Corp
Michigan
$1.04M +$1.06M +36,167 New
1
2 3 4

UAUG Hedge Fund Activity: Q3 2023 in Review

63 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2023, worth a combined $188M — up 306% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new UAUG positions and 14 closed out — a net gain of 18 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Advance Capital Management, opening a new position worth an estimated $64.3M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $6.59M sold.

  • 63 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2023, up from 45 in Q2 2023.
  • Funds reported $188M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2023, up 306% quarter-over-quarter.
  • 32 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2023 and 14 closed out, a net change of +18 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2023 was Advance Capital Management, an estimated $64.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2023 was Soltis Investment Advisors, an estimated $6.59M sold.

Based on aggregated 13F filings for Q3 2023.