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Innovator US Equity Ultra Buffer ETF August
UAUG

46 hedge funds and large institutions have $93.3M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

12.81% more ownership

Funds ownership: 69.89% → 82.7% (+13%)

2% more funds holding

Funds holding: 45 → 46 (+1)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

90% less capital invested

Capital invested by funds: $950M → $93.3M (-$857M)

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
11
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LJAC
L.J. Altfest & Co
New York
+$16.3M
2
BCM
Brookstone Capital Management
Illinois
+$10.2M
3
MW
MBL Wealth
North Carolina
+$3.37M
4
GLR
Great Lakes Retirement
Ohio
+$1.56M
5
PCA
Prosperity Capital Advisors
Ohio
+$1.41M

Top Sellers

1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$4.96M
2
ST
Sageworth Trust
Pennsylvania
-$2.05M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$608K
4
SWM
Spire Wealth Management
Virginia
-$515K
5
GSIAS
Garden State Investment Advisory Services
New Jersey
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
AE Wealth Management
Kansas
$25.2M +$741K +27,832 +3%
LJAC
2
L.J. Altfest & Co
New York
$16.6M +$16.3M +613,703 New
BCM
3
Brookstone Capital Management
Illinois
$11.7M +$10.2M +383,361 +833%
ST
4
Sageworth Trust
Pennsylvania
$9.31M -$2.05M -76,820 -18%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.81M +$607K +22,805 +19%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$3.69M -$123K -4,611 -3%
MW
7
MBL Wealth
North Carolina
$3.42M +$3.37M +126,634 New
PCA
8
Prosperity Capital Advisors
Ohio
$3.26M +$1.41M +52,847 +78%
SB
9
Strategic Blueprint
Georgia
$2.1M -$37.4K -1,405 -2%
BOSSRA
10
B.O.S.S. Retirement Advisors
Utah
$1.92M +$7.93K +298 +0.4%
GLR
11
Great Lakes Retirement
Ohio
$1.58M +$1.56M +58,590 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.09M – – –
KWM
13
KFG Wealth Management
Indiana
$1.07M +$106K +3,998 +11%
AWA
14
Arete Wealth Advisors
Illinois
$948K +$35.6K +1,338 +4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$808K +$24.6K +925 +3%
AWA
16
Authentikos Wealth Advisory
California
$752K +$766K +28,778 New
BWP
17
Balboa Wealth Partners
Arizona
$721K – – –
FCFC
18
First Commonwealth Financial Corp
Pennsylvania
$534K – – –
CWS
19
Cypress Wealth Services
California
$531K – – –
GSIAS
20
Garden State Investment Advisory Services
New Jersey
$522K -$262K -9,835 -34%
WP
21
WealthShield Partners
North Carolina
$396K -$34.1K -1,281 -8%
AIC
22
Archer Investment Corporation
Indiana
$388K -$142K -5,332 -27%
WA
23
Wealth Alliance
New York
$381K – – –
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$297K -$4.96M -186,322 -94%
SAG
25
SageView Advisory Group
California
$293K – – –
1
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UAUG Hedge Fund Activity: Q1 2023 in Review

46 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q1 2023, worth a combined $93.3M — down 90% from $950M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new UAUG positions and 5 closed out — a net gain of 2 holders — while 11 added to existing stakes and 15 trimmed.

The largest buyer was L.J. Altfest & Co, opening a new position worth an estimated $16.3M. The largest seller was Janney Montgomery Scott, cutting an estimated $4.96M.

  • 46 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q1 2023, up from 45 in Q4 2022.
  • Funds reported $93.3M of Innovator US Equity Ultra Buffer ETF August stock for Q1 2023, down 90% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q1 2023 and 5 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q1 2023 was L.J. Altfest & Co, an estimated $16.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q1 2023 was Janney Montgomery Scott, an estimated $4.96M sold.

Based on aggregated 13F filings for Q1 2023.