Janney Montgomery Scott’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Janney Montgomery Scott’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-5,676	Closed	-$202K	–	2875
2024 Q4	$202K	Buy	+5,676	New	+$201K	﹤0.01%	2546
2024 Q3	–	Sell	-7,142	Closed	-$240K	–	2849
2024 Q2	$240K	Hold	7,142	–	–	﹤0.01%	2340
2024 Q1	$233K	Hold	7,142	–	–	﹤0.01%	2484
2023 Q4	$220K	Buy	+7,142	New	+$210K	﹤0.01%	2409
2023 Q3	–	Sell	-8,047	Closed	-$232K	–	2765
2023 Q2	$232K	Sell	8,047 -2,931	-27%	-$80.5K	﹤0.01%	2379
2023 Q1	$297K	Sell	10,978 -186,322	-94%	-$4.96M	﹤0.01%	2059
2022 Q4	$5.15M	Buy	+197,300	New	+$5.16M	0.02%	665
2020 Q1	–	Sell	-9,087	Closed	-$235K	–	2097
2019 Q4	$235K	Hold	9,087	–	–	﹤0.01%	1838
2019 Q3	$229K	Buy	+9,087	New	+$228K	﹤0.01%	1821

Other funds holding UAUG

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $508M AUM 24.79% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

BFG

Berger Financial Group Plymouth, Minnesota $1.96B AUM 20.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Janney Montgomery Scott's UAUG Position: Q1 2025 in Review

Janney Montgomery Scott sold out of Innovator US Equity Ultra Buffer ETF August (UAUG) in Q1 2025, closing a stake of 5,676 shares — an estimated $202K sold.

Janney Montgomery Scott first reported a position in UAUG in Q3 2019 and held it in 9 quarters. The position peaked at $5.15M in Q4 2022. 87 funds tracked by Wall St. Rank hold UAUG as of Q1 2025.

Janney Montgomery Scott reported no remaining Innovator US Equity Ultra Buffer ETF August position as of Q1 2025 after selling out during the quarter.
Janney Montgomery Scott sold 5,676 Innovator US Equity Ultra Buffer ETF August shares in Q1 2025, an estimated $202K.
Janney Montgomery Scott first reported a position in Innovator US Equity Ultra Buffer ETF August in Q3 2019 and held it in 9 quarters.
Janney Montgomery Scott's Innovator US Equity Ultra Buffer ETF August position peaked at $5.15M in Q4 2022.
87 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q1 2025.

Based on Janney Montgomery Scott's 13F filing for Q1 2025, filed 17 Apr 2025.