Raymond James Financial
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Raymond James Financial’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Raymond James Financial’s Portfolio UAUG Stock Details UAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$10.8M Sell
275,073
-734
-0.3% -$29.3K ﹤0.01% 1950
2025
Q4 		$11M Sell
275,807
-10,478
-4% -$414K ﹤0.01% 1885
2025
Q3 		$11.3M Buy
286,285
+230,944
+417% +$8.88M ﹤0.01% 1824
2025
Q2 		$2.07M Buy
55,341
+2,943
+6% +$104K ﹤0.01% 3059
2025
Q1 		$1.81M Sell
52,398
-66,241
-56% -$2.36M ﹤0.01% 3063
2024
Q4 		$4.21M Buy
+118,639
New +$4.2M ﹤0.01% 2429

Other funds holding UAUG

BFG
Broussard Financial Group Kaplan, Louisiana $125M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return
MW
MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
AIC
Archer Investment Corporation Carmel, Indiana $508M AUM 24.82% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Raymond James Financial's UAUG Position: Q1 2026 in Review

Raymond James Financial reduced its Innovator US Equity Ultra Buffer ETF August (UAUG) stake by 0.27% in Q1 2026, selling an estimated $29.3K and leaving 275,073 shares worth $10.8M. The position accounts for ﹤0.01% of the portfolio, ranked #1950.

Raymond James Financial first reported a position in UAUG in Q4 2024 and has held it in 6 quarters since. The position peaked at $11.3M in Q3 2025. 84 funds tracked by Wall St. Rank hold UAUG as of Q1 2026.

  • Raymond James Financial held 275,073 shares of Innovator US Equity Ultra Buffer ETF August worth $10.8M as of Q1 2026.
  • Raymond James Financial sold 734 Innovator US Equity Ultra Buffer ETF August shares in Q1 2026, an estimated $29.3K.
  • Innovator US Equity Ultra Buffer ETF August made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #1950 holding.
  • Raymond James Financial first reported a position in Innovator US Equity Ultra Buffer ETF August in Q4 2024 and has held it in 6 quarters since.
  • Raymond James Financial's Innovator US Equity Ultra Buffer ETF August position peaked at $11.3M in Q3 2025.
  • 84 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.