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Innovator US Equity Ultra Buffer ETF August
UAUG

29 hedge funds and large institutions have $49.4M invested in Innovator US Equity Ultra Buffer ETF August in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

126% more capital invested

Capital invested by funds: $21.9M → $49.4M (+$27.5M)

71% more funds holding

Funds holding: 17 → 29 (+12)

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

14.2% more ownership

Funds ownership: 60.24% → 74.44% (+14%)

Holders
29
Holders Change
+12
Holders Change %
+70.59%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
7
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$25.1M
2
LAS
Lloyd Advisory Services
Georgia
+$3.81M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.99M
4
Jane Street
Jane Street
New York
+$1.69M
5
BCM
Brookstone Capital Management
Illinois
+$1.17M

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$4.75M
2
Osaic Holdings
Osaic Holdings
Arizona
-$4.59M
3
TFS
TrustCore Financial Services
Tennessee
-$402K
4
FA
Fermata Advisors
California
-$242K
5
AWA
Arete Wealth Advisors
Illinois
-$6.72K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
AE Wealth Management
Kansas
$24.1M +$25.1M +939,765 +6,531%
LAS
2
Lloyd Advisory Services
Georgia
$3.61M +$3.81M +142,854 New
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$3.4M +$2.99M +112,213 +505%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.98M -$4.59M -172,132 -59%
AWM
5
Axxcess Wealth Management
California
$1.84M +$196K +7,332 +11%
Jane Street
6
Jane Street
New York
$1.6M +$1.69M +63,140 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.31M -$4.75M -178,089 -77%
SB
8
Strategic Blueprint
Georgia
$1.14M +$119K +4,452 +11%
BCM
9
Brookstone Capital Management
Illinois
$1.11M +$1.17M +43,893 New
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1M +$1.06M +39,706 New
AWA
11
Arete Wealth Advisors
Illinois
$937K -$6.72K -252 -0.7%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$745K +$502K +18,806 +177%
BWP
13
Balboa Wealth Partners
Arizona
$674K +$711K +26,647 New
SWM
14
Spire Wealth Management
Virginia
$549K +$579K +21,693 New
FCFC
15
First Commonwealth Financial Corp
Pennsylvania
$500K – – –
CWS
16
Cypress Wealth Services
California
$499K +$524K +19,640 New
AIC
17
Archer Investment Corporation
Indiana
$496K +$60K +2,249 +13%
FA
18
Fermata Advisors
California
$479K -$242K -9,072 -32%
SHIM
19
Stone House Investment Management
Pennsylvania
$428K +$452K +16,931 New
WP
20
WealthShield Partners
North Carolina
$417K +$440K +16,494 New
WA
21
Wealth Alliance
New York
$403K +$425K +15,924 New
IA
22
IFP Advisors
Florida
$239K +$60K +2,248 +31%
CAM
23
Cresset Asset Management
Illinois
$235K +$248K +9,286 New
DFA
24
DHJJ Financial Advisors
Illinois
$212K -$667 -25 -0.3%
Citadel Advisors
25
Citadel Advisors
Florida
$212K +$223K +8,371 New
1
2

UAUG Hedge Fund Activity: Q3 2022 in Review

29 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2022, worth a combined $49.4M — up 126% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new UAUG positions and 2 closed out — a net gain of 12 holders — while 7 added to existing stakes and 5 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $25.1M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.75M.

  • 29 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2022, up from 17 in Q2 2022.
  • Funds reported $49.4M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2022, up 126% quarter-over-quarter.
  • 14 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2022 and 2 closed out, a net change of +12 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2022 was AE Wealth Management, an estimated $25.1M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2022 was Commonwealth Equity Services, an estimated $4.75M sold.

Based on aggregated 13F filings for Q3 2022.