AE Wealth Management’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

AE Wealth Management’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$131K	Sell	3,335 -389	-10%	-$15.6K	﹤0.01%	1717
2025 Q4	$149K	Buy	3,724 +643	+21%	+$25.4K	﹤0.01%	1587
2025 Q3	$121K	Buy	3,081 +765	+33%	+$29.4K	﹤0.01%	1514
2025 Q2	$86.7K	Sell	2,316 -1,376	-37%	-$48.6K	﹤0.01%	1516
2025 Q1	$128K	Buy	3,692 +756	+26%	+$26.9K	﹤0.01%	1387
2024 Q4	$104K	Buy	+2,936	New	+$104K	﹤0.01%	1411
2024 Q2	–	Sell	-268,983	Closed	-$8.78M	–	1280
2024 Q1	$8.78M	Sell	268,983 -12,734	-5%	-$403K	0.1%	231
2023 Q4	$8.81M	Buy	+281,717	New	+$8.28M	0.05%	425
2023 Q3	–	Sell	-7,190	Closed	-$207K	–	2074
2023 Q2	$207K	Sell	7,190 -924,395	-99%	-$25.4M	﹤0.01%	1735
2023 Q1	$25.2M	Buy	931,585 +27,832	+3%	+$741K	0.16%	146
2022 Q4	$23.6M	Sell	903,753 -50,402	-5%	-$1.32M	0.17%	144
2022 Q3	$24.1M	Buy	954,155 +939,765	+6,531%	+$25.1M	0.19%	116
2022 Q2	$387K	Buy	+14,390	New	+$400K	﹤0.01%	1321

Other funds holding UAUG

BFG

Broussard Financial Group Kaplan, Louisiana $125M AUM

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return

AE Wealth Management's UAUG Position: Q1 2026 in Review

AE Wealth Management reduced its Innovator US Equity Ultra Buffer ETF August (UAUG) stake by 10% in Q1 2026, selling an estimated $15.6K and leaving 3,335 shares worth $131K. The position accounts for ﹤0.01% of the portfolio, ranked #1717.

AE Wealth Management first reported a position in UAUG in Q2 2022 and has held it in 13 quarters since. The position peaked at $25.2M in Q1 2023. 83 funds tracked by Wall St. Rank hold UAUG as of Q1 2026.

AE Wealth Management held 3,335 shares of Innovator US Equity Ultra Buffer ETF August worth $131K as of Q1 2026.
AE Wealth Management sold 389 Innovator US Equity Ultra Buffer ETF August shares in Q1 2026, an estimated $15.6K.
Innovator US Equity Ultra Buffer ETF August made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1717 holding.
AE Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF August in Q2 2022 and has held it in 13 quarters since.
AE Wealth Management's Innovator US Equity Ultra Buffer ETF August position peaked at $25.2M in Q1 2023.
83 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.