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Innovator US Equity Ultra Buffer ETF August

21 hedge funds and large institutions have $16.7M invested in Innovator US Equity Ultra Buffer ETF August in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 2421 (-3)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

34.1% less ownership

Funds ownership: 83.73%49.63% (-34%)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

53% less capital invested

Capital invested by funds: $35.2M → $16.7M (-$18.5M)

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.32%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
5
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DLHL
1
Donald L. Hagan LLC
Florida
$3.51M +$132K +4,544 +4%
AWM
2
Axxcess Wealth Management
California
$2.38M +$2.36M +81,260 New
AA
3
Advisory Alpha
Michigan
$2.07M +$2.05M +70,621 New
HighTower Advisors
4
HighTower Advisors
Illinois
$1.44M -$4.41K -152 -0.3%
SB
5
Strategic Blueprint
Georgia
$1.06M +$187K +6,437 +22%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.03M -$29.4K -1,013 -3%
FA
7
Fermata Advisors
California
$960K -$4.23K -146 -0.4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$673K -$60.9K -2,100 -8%
AWA
9
Arete Wealth Advisors
Illinois
$620K -$21.5K -743 -3%
FCFC
10
First Commonwealth Financial Corp
Pennsylvania
$578K
AIC
11
Archer Investment Corporation
Indiana
$549K -$47.7K -1,647 -8%
TFS
12
TrustCore Financial Services
Tennessee
$437K
IA
13
IFP Advisors
Florida
$302K +$4.99K +172 +2%
OMC
14
Old Mission Capital
Illinois
$275K -$124K -4,274 -31%
DFA
15
DHJJ Financial Advisors
Illinois
$250K +$7.25K +250 +3%
BFC
16
Bedel Financial Consulting
Indiana
$178K
Morgan Stanley
17
Morgan Stanley
New York
$168K
FAG
18
Fortitude Advisory Group
Washington
$107K +$106K +3,660 New
UBS Group
19
UBS Group
Switzerland
$51K +$38.9K +1,343 +327%
AAP
20
Arax Advisory Partners
Colorado
$47K
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
$34.6K
AI
22
Atria Investments
North Carolina
-$11.9M -417,881 Closed
Wolverine Trading
23
Wolverine Trading
Illinois
-$277K -9,689 Closed
LJAC
24
L.J. Altfest & Co
New York
-$268K -9,425 Closed
CG
25
Caprock Group
Idaho
-$249K -8,759 Closed

UAUG Hedge Fund Activity: Q4 2021 in Review

21 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2021, worth a combined $16.7M — down 53% from $35.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of UAUG and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Advisory Alpha, opening a new position worth an estimated $2.05M. The largest seller was Atria Investments, exiting entirely with an estimated $11.9M sold.

  • 21 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2021, down from 24 in Q3 2021.
  • Funds reported $16.7M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2021, down 53% quarter-over-quarter.
  • 3 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2021 and 5 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2021 was Advisory Alpha, an estimated $2.05M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2021 was Atria Investments, an estimated $11.9M sold.

Based on aggregated 13F filings for Q4 2021.