Ladenburg Thalmann Financial Services’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio USMC Stock Details USMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$57K	Sell	1,807 -71	-4%	-$2.14K	﹤0.01%	3441
2019 Q3	$55K	Buy	1,878 +120	+7%	+$3.5K	﹤0.01%	3381
2019 Q2	$51K	Buy	1,758 +151	+9%	+$4.29K	﹤0.01%	3456
2019 Q1	$45K	Hold	1,607	–	–	﹤0.01%	3479
2018 Q4	$40K	Buy	1,607 +41	+3%	+$1.09K	﹤0.01%	3415
2018 Q3	$44K	Buy	+1,566	New	+$43K	﹤0.01%	3393

Other funds holding USMC

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's USMC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) stake by 3.8% in Q4 2019, selling an estimated $2.14K and leaving 1,807 shares worth $57K. The position accounts for ﹤0.01% of the portfolio, ranked #3441.

Ladenburg Thalmann Financial Services first reported a position in USMC in Q3 2018 and has held it in 6 quarters since. 20 funds tracked by Wall St. Rank hold USMC as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,807 shares of Principal Exchange-Traded Funds Principal US Mega-Cap ETF worth $57K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 71 Principal Exchange-Traded Funds Principal US Mega-Cap ETF shares in Q4 2019, an estimated $2.14K.
Principal Exchange-Traded Funds Principal US Mega-Cap ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3441 holding.
Ladenburg Thalmann Financial Services first reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q3 2018 and has held it in 6 quarters since.
20 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Mega-Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.