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Principal Exchange-Traded Funds Principal US Mega-Cap ETF

21 hedge funds and large institutions have $88.3M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 3

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

18% more capital invested

Capital invested by funds: $75M → $88.3M (+$13.3M)

11% more funds holding

Funds holding: 1921 (+2)

1.54% more ownership

Funds ownership: 4.63%6.17% (+1.5%)

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$68.7M +$3.19M +109,503 +5%
Principal Financial Group
2
Principal Financial Group
Iowa
$4.05M +$1.19M +40,961 +42%
Morgan Stanley
3
Morgan Stanley
New York
$3.69M +$3.65M +125,367 +31,342%
Wells Fargo
4
Wells Fargo
California
$3.53M +$3.01M +103,191 +613%
LPL Financial
5
LPL Financial
California
$1.85M +$348K +11,934 +23%
CWM
6
Cornerstone Wealth Management
Missouri
$1.52M -$47.7K -1,636 -3%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$1.17M +$529K +18,137 +83%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.1M +$789K +27,083 +261%
Bank of America
9
Bank of America
North Carolina
$678K -$201K -6,910 -23%
Jane Street
10
Jane Street
New York
$547K +$543K +18,627 New
MA
11
Mutual Advisors
Nebraska
$441K +$91.7K +3,145 +27%
SWM
12
SeaCrest Wealth Management
New York
$428K +$425K +14,570 New
AG
13
Advisor Group
Arizona
$403K +$81.7K +2,803 +26%
UBS Group
14
UBS Group
Switzerland
$78K +$62.2K +2,135 +405%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$59K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$55K +$3.5K +120 +7%
Citigroup
17
Citigroup
New York
$55K +$54.9K +1,883 New
PB
18
Pinnacle Bancorp
Nebraska
$4K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$3K +$2.8K +96 New
TRCT
20
Tower Research Capital (TRC)
New York
$1K -$5.28K -181 -91%
SB
21
Strategic Blueprint
Georgia
$1K +$933 +32 New
Citadel Advisors
22
Citadel Advisors
Florida
-$649K -22,305 Closed
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$636K -21,866 Closed
US Bancorp
24
US Bancorp
Minnesota
-$3K -103 Closed