USMC icon

Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC

Overview Fund Activity

21 hedge funds and large institutions have $88.3M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.7M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$68.7M
3
Wells Fargo
3
Wells Fargo
California
$3.53M
4
Principal Financial Group
4
Principal Financial Group
Iowa
$4.05M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.1M

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Bank of America
3
Bank of America
North Carolina
$678K
4
CWM
4
Cornerstone Wealth Management
Missouri
$1.52M
5
TRCT
5
Tower Research Capital (TRC)
New York
$1K
Name Market Value Shares Shares
Change 		Shares
Change %
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$68.7M 2,337,440 +109,503 +5%
Principal Financial Group
2
Principal Financial Group
Iowa
$4.05M 137,834 +40,961 +42%
Morgan Stanley
3
Morgan Stanley
New York
$3.7M 125,767 +125,367 +31,342%
Wells Fargo
4
Wells Fargo
California
$3.53M 120,014 +103,191 +613%
LPL Financial
5
LPL Financial
California
$1.85M 62,839 +11,934 +23%
CWM
6
Cornerstone Wealth Management
Missouri
$1.52M 51,640 -1,636 -3%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$1.17M 39,872 +18,137 +83%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.1M 37,479 +27,083 +261%
Bank of America
9
Bank of America
North Carolina
$678K 23,079 -6,910 -23%
Jane Street
10
Jane Street
New York
$547K 18,627 +18,627 New
MA
11
Mutual Advisors
Nebraska
$441K 15,009 +3,145 +27%
SWM
12
SeaCrest Wealth Management
New York
$428K 14,570 +14,570 New
AG
13
Advisor Group
Arizona
$403K 13,705 +2,803 +26%
UBS Group
14
UBS Group
Switzerland
$78K 2,662 +2,135 +405%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$59K 2,000 – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$55K 1,878 +120 +7%
Citigroup
17
Citigroup
New York
$55K 1,883 +1,883 New
PB
18
Pinnacle Bancorp
Nebraska
$4K 146 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$3K 96 +96 New
TRCT
20
Tower Research Capital (TRC)
New York
$1K 19 -181 -91%
SB
21
Strategic Blueprint
Georgia
$1K 32 +32 New
Citadel Advisors
22
Citadel Advisors
Florida
– – -22,305 Closed
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
– – -21,866 Closed
US Bancorp
24
US Bancorp
Minnesota
– – -103 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –