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Principal Exchange-Traded Funds Principal US Mega-Cap ETF

20 hedge funds and large institutions have $35.4M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

9% more capital invested

Capital invested by funds: $32.4M → $35.4M (+$3M)

0.66% more ownership

Funds ownership: 2.18%2.84% (+0.66%)

0% more funds holding

Funds holding: 2020 (0)

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$6.41M +$1.88M +62,699 +34%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.31M +$1.01M +33,895 +16%
Wells Fargo
3
Wells Fargo
California
$4M -$129K -4,309 -3%
LPL Financial
4
LPL Financial
California
$2.7M +$607K +20,269 +24%
NA
5
NewEdge Advisors
Louisiana
$2.54M +$2.93M +97,924 New
Morgan Stanley
6
Morgan Stanley
New York
$2.18M -$1.7M -56,938 -40%
SSWM
7
Sheets Smith Wealth Management
North Carolina
$1.91M +$2.2M +73,641 New
GSWM
8
Golden State Wealth Management
California
$1.76M +$2.03M +67,966 New
CWM
9
Cornerstone Wealth Management
Missouri
$1.42M +$85K +2,839 +5%
Citadel Advisors
10
Citadel Advisors
Florida
$977K +$183K +6,114 +19%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$975K -$18K -600 -2%
Bank of America
12
Bank of America
North Carolina
$854K +$317K +10,600 +47%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$712K +$393K +13,117 +91%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$597K -$375K -12,512 -35%
SWM
15
SeaCrest Wealth Management
New York
$555K -$14.6K -489 -2%
Ameriprise
16
Ameriprise
Minnesota
$506K +$584K +19,522 New
Osaic Holdings
17
Osaic Holdings
Arizona
$458K +$529K +17,659 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$451K +$520K +17,381 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$52K
UBS Group
20
UBS Group
Switzerland
$9K -$1.11K -37 -10%
MA
21
Mutual Advisors
Nebraska
-$450K -14,391 Closed
Citigroup
22
Citigroup
New York
-$59K -1,883 Closed
PCIA
23
Prime Capital Investment Advisors
Kansas
-$5K -156 Closed