USMC icon

Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC

Overview Fund Activity

20 hedge funds and large institutions have $35.4M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
–
Holders Change %
0%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
1
NewEdge Advisors
Louisiana
$2.54M
2
SSWM
2
Sheets Smith Wealth Management
North Carolina
$1.91M
3
GSWM
3
Golden State Wealth Management
California
$1.76M
4
Principal Financial Group
4
Principal Financial Group
Iowa
$6.41M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.31M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.18M
2
MA
2
Mutual Advisors
Nebraska
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$597K
4
Wells Fargo
4
Wells Fargo
California
$4M
5
Citigroup
5
Citigroup
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$6.41M 247,401 +62,699 +34%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.31M 243,381 +33,895 +16%
Wells Fargo
3
Wells Fargo
California
$4M 154,327 -4,309 -3%
LPL Financial
4
LPL Financial
California
$2.7M 104,198 +20,269 +24%
NA
5
NewEdge Advisors
Louisiana
$2.54M 97,924 +97,924 New
Morgan Stanley
6
Morgan Stanley
New York
$2.18M 84,148 -56,938 -40%
SSWM
7
Sheets Smith Wealth Management
North Carolina
$1.91M 73,641 +73,641 New
GSWM
8
Golden State Wealth Management
California
$1.76M 67,966 +67,966 New
CWM
9
Cornerstone Wealth Management
Missouri
$1.42M 54,768 +2,839 +5%
Citadel Advisors
10
Citadel Advisors
Florida
$977K 37,698 +6,114 +19%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$975K 37,632 -600 -2%
Bank of America
12
Bank of America
North Carolina
$854K 32,954 +10,600 +47%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$712K 27,491 +13,117 +91%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$597K 23,063 -12,512 -35%
SWM
15
SeaCrest Wealth Management
New York
$555K 21,394 -489 -2%
Ameriprise
16
Ameriprise
Minnesota
$506K 19,522 +19,522 New
Osaic Holdings
17
Osaic Holdings
Arizona
$458K 17,659 +17,659 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$451K 17,381 +17,381 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$52K 2,000 – –
UBS Group
20
UBS Group
Switzerland
$9K 330 -37 -10%
MA
21
Mutual Advisors
Nebraska
– – -14,391 Closed
Citigroup
22
Citigroup
New York
– – -1,883 Closed
PCIA
23
Prime Capital Investment Advisors
Kansas
– – -156 Closed
TRCT
24
Tower Research Capital (TRC)
New York
– – -15 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –