USMC icon

Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC

Overview Fund Activity

20 hedge funds and large institutions have $32.4M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$5.78M
2
Wells Fargo
2
Wells Fargo
California
$4.97M
3
Citadel Advisors
3
Citadel Advisors
Florida
$989K
4
LPL Financial
4
LPL Financial
California
$2.63M
5
Morgan Stanley
5
Morgan Stanley
New York
$4.42M

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.56M
2
Jane Street
2
Jane Street
New York
$0
3
UBS Group
3
UBS Group
Switzerland
$11K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.11M
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$1.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.56M 209,486 -2,127,954 -91%
Principal Financial Group
2
Principal Financial Group
Iowa
$5.78M 184,702 +46,868 +34%
Wells Fargo
3
Wells Fargo
California
$4.97M 158,636 +38,622 +32%
Morgan Stanley
4
Morgan Stanley
New York
$4.42M 141,086 +15,319 +12%
LPL Financial
5
LPL Financial
California
$2.63M 83,929 +21,090 +34%
CWM
6
Cornerstone Wealth Management
Missouri
$1.63M 51,929 +289 +0.6%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$1.2M 38,232 -1,640 -4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.11M 35,575 -1,904 -5%
Citadel Advisors
9
Citadel Advisors
Florida
$989K 31,584 +31,584 New
Bank of America
10
Bank of America
North Carolina
$700K 22,354 -725 -3%
SWM
11
SeaCrest Wealth Management
New York
$685K 21,883 +7,313 +50%
AG
12
Advisor Group
Arizona
$632K 20,167 +6,462 +47%
MA
13
Mutual Advisors
Nebraska
$450K 14,391 -618 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$450K 14,374 +14,374 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$63K 2,000 – –
Citigroup
16
Citigroup
New York
$59K 1,883 – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$57K 1,807 -71 -4%
UBS Group
18
UBS Group
Switzerland
$11K 367 -2,295 -86%
PCIA
19
Prime Capital Investment Advisors
Kansas
$5K 156 +156 New
Jane Street
20
Jane Street
New York
– – -18,627 Closed
PB
21
Pinnacle Bancorp
Nebraska
– – -146 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
– – -96 Closed
SB
23
Strategic Blueprint
Georgia
– – -32 Closed
TRCT
24
Tower Research Capital (TRC)
New York
$0 15 -4 -21%
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –