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Principal Exchange-Traded Funds Principal US Mega-Cap ETF

27 hedge funds and large institutions have $131M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

7% more capital invested

Capital invested by funds: $122M → $131M (+$8.81M)

0.27% more ownership

Funds ownership: 6.25%6.52% (+0.27%)

7% less funds holding

Funds holding: 2927 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$35M +$4.79M +116,601 +16%
HI
2
Horizon Investments
North Carolina
$33.7M +$68.5K +1,665 +0.2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15M +$3.91M +95,053 +34%
Wells Fargo
4
Wells Fargo
California
$8.39M -$155K -3,779 -2%
SWM
5
Segment Wealth Management
Texas
$6.07M +$220K +5,340 +4%
LPL Financial
6
LPL Financial
California
$5.9M +$483K +11,742 +9%
GSWM
7
Golden State Wealth Management
California
$5.66M +$793K +19,290 +16%
NA
8
NewEdge Advisors
Louisiana
$5.02M +$260K +6,328 +5%
Morgan Stanley
9
Morgan Stanley
New York
$4.41M -$94.2K -2,291 -2%
Ameriprise
10
Ameriprise
Minnesota
$3.32M -$414K -10,064 -11%
SSWM
11
Sheets Smith Wealth Management
North Carolina
$2.48M -$126K -3,054 -5%
Bank of America
12
Bank of America
North Carolina
$2.03M +$98K +2,383 +5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$946K +$247 +6 +0%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$839K -$123K -3,000 -13%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$815K -$423K -10,290 -34%
UBS Group
16
UBS Group
Switzerland
$395K +$15.2K +370 +4%
Citadel Advisors
17
Citadel Advisors
Florida
$350K +$356K +8,671 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$303K +$12.3K +298 +4%
Osaic Holdings
19
Osaic Holdings
Arizona
$293K -$15.5K -376 -5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$117K -$206 -5 -0.2%
CFGS
21
Concourse Financial Group Securities
Alabama
$89K -$13.3K -324 -13%
GLLW
22
Graves Light Lenhart Wealth
Virginia
$79K
PMFA
23
Plante Moran Financial Advisors
Michigan
$24K +$24.7K +600 New
LWM
24
Liberty Wealth Management
California
$23K +$23.6K +573 New
TRCT
25
Tower Research Capital (TRC)
New York
$18K +$18.3K +445 New