Ameriprise’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

Ameriprise’s Portfolio USMC Stock Details USMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-60,450	Closed	-$2.21M	–	4031
2022 Q2	$2.21M	Sell	60,450 -1,345	-2%	-$53K	﹤0.01%	2769
2022 Q1	$2.64M	Sell	61,795 -1,516	-2%	-$63.5K	﹤0.01%	2793
2021 Q4	$2.81M	Sell	63,311 -19,045	-23%	-$813K	﹤0.01%	2820
2021 Q3	$3.32M	Sell	82,356 -10,064	-11%	-$414K	﹤0.01%	2641
2021 Q2	$3.66M	Sell	92,420 -76,764	-45%	-$2.96M	﹤0.01%	2659
2021 Q1	$6.25M	Sell	169,184 -167,318	-50%	-$6.04M	﹤0.01%	2253
2020 Q4	$12M	Buy	336,502 +16,125	+5%	+$547K	﹤0.01%	1600
2020 Q3	$10.6M	Buy	320,377 +44,460	+16%	+$1.43M	﹤0.01%	1519
2020 Q2	$8.29M	Buy	275,917 +256,395	+1,313%	+$7.43M	﹤0.01%	1667
2020 Q1	$506K	Buy	+19,522	New	+$584K	﹤0.01%	3120

Other funds holding USMC

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

SWM

Segment Wealth Management Houston, Texas $1.93B AUM 29.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SSWM

Sheets Smith Wealth Management Winston-Salem, North Carolina $1B AUM 29.77% 1-Year Est. Return

Ameriprise's USMC Position: Q3 2022 in Review

Ameriprise sold out of Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) in Q3 2022, closing a stake of 60,450 shares — an estimated $2.21M sold.

Ameriprise first reported a position in USMC in Q1 2020 and held it in 10 quarters. The position peaked at $12M in Q4 2020. 22 funds tracked by Wall St. Rank hold USMC as of Q3 2022.

Ameriprise reported no remaining Principal Exchange-Traded Funds Principal US Mega-Cap ETF position as of Q3 2022 after selling out during the quarter.
Ameriprise sold 60,450 Principal Exchange-Traded Funds Principal US Mega-Cap ETF shares in Q3 2022, an estimated $2.21M.
Ameriprise first reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2020 and held it in 10 quarters.
Ameriprise's Principal Exchange-Traded Funds Principal US Mega-Cap ETF position peaked at $12M in Q4 2020.
22 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Mega-Cap ETF as of Q3 2022.

Based on Ameriprise's 13F filing for Q3 2022, filed 14 Nov 2022.