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Principal Exchange-Traded Funds Principal US Mega-Cap ETF

23 hedge funds and large institutions have $150M invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more capital invested

Capital invested by funds: $69.9M → $150M (+$79.9M)

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

10% more funds holding

Funds holding: 2123 (+2)

3.9% more ownership

Funds ownership: 4.45%8.35% (+3.9%)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$87.5M +$70.2M +2,066,606 +535%
Ameriprise
2
Ameriprise
Minnesota
$12M +$547K +16,125 +5%
Wells Fargo
3
Wells Fargo
California
$8.12M -$917K -27,021 -11%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.54M +$329K +9,686 +5%
LPL Financial
5
LPL Financial
California
$5.25M -$221K -6,498 -4%
SWM
6
Segment Wealth Management
Texas
$4.86M +$168K +4,940 +4%
NA
7
NewEdge Advisors
Louisiana
$4.82M -$429K -12,628 -9%
Morgan Stanley
8
Morgan Stanley
New York
$4.11M +$321K +9,442 +9%
GSWM
9
Golden State Wealth Management
California
$3.29M +$319K +9,412 +11%
SSWM
10
Sheets Smith Wealth Management
North Carolina
$3.16M +$32.6K +959 +1%
CWM
11
Cornerstone Wealth Management
Missouri
$2.79M -$3.19K -94 -0.1%
Bank of America
12
Bank of America
North Carolina
$1.73M -$34K -1,003 -2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.18M +$1.12M +33,009 New
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$882K -$97K -2,857 -10%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$798K +$3.77K +111 +0.5%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$521K -$37.3K -1,098 -7%
Osaic Holdings
17
Osaic Holdings
Arizona
$340K -$51.6K -1,520 -14%
BFA
18
Benedict Financial Advisors
Georgia
$234K +$223K +6,558 New
Baird Financial Group
19
Baird Financial Group
Wisconsin
$220K +$209K +6,163 New
UBS Group
20
UBS Group
Switzerland
$171K +$120K +3,530 +281%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$104K -$238 -7 -0.2%
CFGS
22
Concourse Financial Group Securities
Alabama
$90K +$10.4K +306 +14%
GLLW
23
Graves Light Lenhart Wealth
Virginia
$70K +$66.6K +1,961 New
Citadel Advisors
24
Citadel Advisors
Florida
-$1.23M -37,592 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$7K -220 Closed