We are live on ! Find out more
USMC icon

Principal Exchange-Traded Funds Principal US Mega-Cap ETF

87 hedge funds and large institutions have $2.97B invested in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in 2026 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 35 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.91% more ownership

Funds ownership: 105.14%118.05% (+13%)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

2% less funds holding

Funds holding: 8987 (-2)

12% less capital invested

Capital invested by funds: $3.39B → $2.97B (-$419M)

23% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 35

50% less funds holding in top 10

Funds holding in top 10: 63 (-3)

Holders
87
Holders Change
-2
Holders Change %
-2.25%
% of All Funds
1.07%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
13
Increased
27
Reduced
35
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$1.94B -$76.8M -1,148,280 -4%
PS
2
Principal Securities
Iowa
$305M +$17.8M +266,347 +6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$288M +$14.2M +212,879 +5%
LPL Financial
4
LPL Financial
California
$69.2M -$21.9M -328,126 -23%
Wells Fargo
5
Wells Fargo
California
$63.4M +$23.2M +346,390 +54%
Morgan Stanley
6
Morgan Stanley
New York
$43.7M -$1.02M -15,242 -2%
Raymond James Financial
7
Raymond James Financial
Florida
$40.8M -$7.33M -109,651 -15%
NA
8
NewEdge Advisors
Louisiana
$19.3M -$850K -12,713 -4%
OA
9
Oasis Advisors
Iowa
$19.1M +$456M +6,816,579 +2,285%
IWC
10
Integrated Wealth Concepts
Massachusetts
$16.6M +$1.12M +16,738 +7%
SWM
11
Segment Wealth Management
Texas
$16.4M -$94.5K -1,413 -0.6%
SFS
12
Symphony Financial Services
Ohio
$15.6M +$931K +13,925 +6%
GSWM
13
Golden State Wealth Management
California
$13.5M +$116K +1,740 +0.8%
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$12.3M -$46.9M -701,726 -79%
EWA
15
EP Wealth Advisors
California
$8.3M -$292K -4,369 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$8.03M +$642K +9,597 +8%
Osaic Holdings
17
Osaic Holdings
Arizona
$7.73M -$1.55M -23,242 -16%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$7.55M +$2.05M +30,690 +35%
JP Morgan Chase
19
JP Morgan Chase
New York
$4.99M +$1.14M +17,099 +27%
LC
20
Legacy CG
Texas
$4M -$15.6M -234,029 -79%
WAOI
21
Wealth Advisors of Iowa
Iowa
$3.97M -$9.59M -143,403 -70%
P
22
&Partners
Tennessee
$3.81M +$135K +2,012 +4%
US Bancorp
23
US Bancorp
Minnesota
$3.45M +$483K +7,226 +16%
CIAS
24
Capital Investment Advisory Services
North Carolina
$3.4M -$14.6K -219 -0.4%
AWM
25
AE Wealth Management
Kansas
$3.1M +$3.22M +48,218 New

USMC Hedge Fund Activity: Q1 2026 in Review

87 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) for Q1 2026, worth a combined $2.97B — down 12% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new USMC positions and 12 closed out — a net gain of 1 holder — while 27 added to existing stakes and 35 trimmed.

The largest buyer was Oasis Advisors, adding an estimated $456M. The largest seller was Principal Financial Group, cutting an estimated $76.8M.

  • 87 institutional investors held Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) as of Q1 2026, down from 89 in Q4 2025.
  • Funds reported $2.97B of Principal Exchange-Traded Funds Principal US Mega-Cap ETF stock for Q1 2026, down 12% quarter-over-quarter.
  • 13 funds opened new Principal Exchange-Traded Funds Principal US Mega-Cap ETF positions in Q1 2026 and 12 closed out, a net change of +1 holder.
  • The largest Principal Exchange-Traded Funds Principal US Mega-Cap ETF buyer in Q1 2026 was Oasis Advisors, an estimated $456M added.
  • The largest Principal Exchange-Traded Funds Principal US Mega-Cap ETF seller in Q1 2026 was Principal Financial Group, an estimated $76.8M sold.

Based on aggregated 13F filings for Q1 2026.