Golden State Wealth Management’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

Golden State Wealth Management’s Portfolio USMC Stock Details USMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$13.5M	Buy	209,703 +1,740	+0.8%	+$116K	1.47%	12
2025 Q4	$14.2M	Buy	207,963 +9,587	+5%	+$656K	1.5%	12
2025 Q3	$13.5M	Buy	198,376 +2,812	+1%	+$182K	1.49%	13
2025 Q2	$12.2M	Buy	195,564 +3,965	+2%	+$231K	1.49%	13
2025 Q1	$10.9M	Buy	191,599 +6,810	+4%	+$409K	1.62%	10
2024 Q4	$11.1M	Buy	+184,789	New	+$10.9M	1.66%	11
2022 Q1	$6.78M	Buy	158,878 +5,039	+3%	+$211K	1.33%	15
2021 Q4	$6.82M	Buy	153,839 +13,395	+10%	+$572K	1.17%	17
2021 Q3	$5.66M	Buy	140,444 +19,290	+16%	+$793K	1.23%	20
2021 Q2	$4.81M	Buy	121,154 +6,411	+6%	+$247K	1.06%	20
2021 Q1	$4.24M	Buy	114,743 +22,514	+24%	+$813K	1.4%	16
2020 Q4	$3.29M	Buy	92,229 +9,412	+11%	+$319K	0.95%	21
2020 Q3	$2.73M	Buy	82,817 +1,716	+2%	+$55.3K	0.91%	22
2020 Q2	$2.44M	Buy	81,101 +13,135	+19%	+$381K	0.78%	21
2020 Q1	$1.76M	Buy	+67,966	New	+$2.03M	0.78%	25

Other funds holding USMC

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Oasis Advisors Forest City, Iowa $509M AUM

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Golden State Wealth Management's USMC Position: Q1 2026 in Review

Golden State Wealth Management increased its Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) stake by 0.84% in Q1 2026, buying an estimated $116K and bringing the position to 209,703 shares worth $13.5M. The position accounts for 1.47% of the portfolio, ranked #12.

Golden State Wealth Management first reported a position in USMC in Q1 2020 and has held it in 15 quarters since. The position peaked at $14.2M in Q4 2025. 87 funds tracked by Wall St. Rank hold USMC as of Q1 2026.

Golden State Wealth Management held 209,703 shares of Principal Exchange-Traded Funds Principal US Mega-Cap ETF worth $13.5M as of Q1 2026.
Golden State Wealth Management bought 1,740 Principal Exchange-Traded Funds Principal US Mega-Cap ETF shares in Q1 2026, an estimated $116K.
Principal Exchange-Traded Funds Principal US Mega-Cap ETF made up 1.47% of Golden State Wealth Management's portfolio in Q1 2026, its #12 holding.
Golden State Wealth Management first reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2020 and has held it in 15 quarters since.
Golden State Wealth Management's Principal Exchange-Traded Funds Principal US Mega-Cap ETF position peaked at $14.2M in Q4 2025.
87 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Mega-Cap ETF as of Q1 2026.

Based on Golden State Wealth Management's 13F filing for Q1 2026, filed 28 Apr 2026.