Ladenburg Thalmann Financial Services’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$58K	Buy	2,631 +1,281	+95%	+$28.7K	﹤0.01%	3421
2019 Q3	$31K	Buy	1,350 +1,050	+350%	+$24.2K	﹤0.01%	3755
2019 Q2	$7K	Buy	+300	New	+$6.96K	﹤0.01%	4580
2019 Q1	–	Sell	-400	Closed	-$9K	–	5268
2018 Q4	$9K	Buy	+400	New	+$9.44K	﹤0.01%	4341
2015 Q2	–	Sell	-500	Closed	-$12K	–	4702
2015 Q1	$12K	Hold	500	–	–	﹤0.01%	3512
2014 Q4	$12K	Hold	500	–	–	﹤0.01%	3306
2014 Q3	$12K	Hold	500	–	–	﹤0.01%	2985
2014 Q2	$12K	Buy	+500	New	+$12.1K	﹤0.01%	2978
2014 Q1	–	Sell	-1,040	Closed	-$24K	–	3801
2013 Q4	$24K	Sell	1,040 -4,950	-83%	-$118K	﹤0.01%	2417
2013 Q3	$142K	Buy	5,990 +36	+0.6%	+$861	﹤0.01%	1189
2013 Q2	$151K	Buy	+5,954	New	+$165K	0.01%	1104

Other funds holding JLS

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JLS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Nuveen Mortgage and Income Fund (JLS) stake by 95% in Q4 2019, buying an estimated $28.7K and bringing the position to 2,631 shares worth $58K. The position accounts for ﹤0.01% of the portfolio, ranked #3421.

Ladenburg Thalmann Financial Services first reported a position in JLS in Q2 2013 and has held it in 11 quarters since. The position peaked at $151K in Q2 2013. 35 funds tracked by Wall St. Rank hold JLS as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,631 shares of Nuveen Mortgage and Income Fund worth $58K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,281 Nuveen Mortgage and Income Fund shares in Q4 2019, an estimated $28.7K.
Nuveen Mortgage and Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3421 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen Mortgage and Income Fund in Q2 2013 and has held it in 11 quarters since.
Ladenburg Thalmann Financial Services's Nuveen Mortgage and Income Fund position peaked at $151K in Q2 2013.
35 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.