Ladenburg Thalmann Financial Services’s VOC Energy VOC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio VOC Stock Details VOC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$62K	Sell	11,788 -7,995	-40%	-$38.5K	﹤0.01%	3372
2019 Q3	$105K	Sell	19,783 -2,500	-11%	-$13.2K	﹤0.01%	2905
2019 Q2	$113K	Buy	22,283 +10,000	+81%	+$54.4K	﹤0.01%	2887
2019 Q1	$70K	Buy	12,283 +10,283	+514%	+$49.9K	﹤0.01%	3162
2018 Q4	$7K	Hold	2,000	–	–	﹤0.01%	4469
2018 Q3	$11K	Hold	2,000	–	–	﹤0.01%	4252
2018 Q2	$8K	Hold	2,000	–	–	﹤0.01%	4387
2018 Q1	$8K	Buy	2,000 +1,500	+300%	+$7.83K	﹤0.01%	4387
2017 Q4	$3K	Sell	500 -2,000	-80%	-$8.58K	﹤0.01%	4709
2017 Q3	$9K	Sell	2,500 -3,000	-55%	-$11.4K	﹤0.01%	4141
2017 Q2	$23K	Buy	5,500 +5,000	+1,000%	+$22.1K	﹤0.01%	3531
2017 Q1	$2K	Hold	500	–	–	﹤0.01%	4597
2016 Q4	$2K	Hold	500	–	–	﹤0.01%	4559
2016 Q3	$1K	Hold	500	–	–	﹤0.01%	4663
2016 Q2	$2K	Hold	500	–	–	﹤0.01%	4438
2016 Q1	$1K	Hold	500	–	–	﹤0.01%	4568
2015 Q4	$1K	Hold	500	–	–	﹤0.01%	4554
2015 Q3	$2K	Hold	500	–	–	﹤0.01%	4297
2015 Q2	$3K	Hold	500	–	–	﹤0.01%	4253
2015 Q1	$3K	Hold	500	–	–	﹤0.01%	4184
2014 Q4	$3K	Buy	+500	New	+$4.3K	﹤0.01%	3954

Other funds holding VOC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

SIC

Shoker Investment Counsel Oxford, Ohio $337M AUM 24.9% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return

Ladenburg Thalmann Financial Services's VOC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its VOC Energy (VOC) stake by 40% in Q4 2019, selling an estimated $38.5K and leaving 11,788 shares worth $62K. The position accounts for ﹤0.01% of the portfolio, ranked #3372.

Ladenburg Thalmann Financial Services first reported a position in VOC in Q4 2014 and has held it in 21 quarters since. The position peaked at $113K in Q2 2019. 25 funds tracked by Wall St. Rank hold VOC as of Q4 2019.

Ladenburg Thalmann Financial Services held 11,788 shares of VOC Energy worth $62K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 7,995 VOC Energy shares in Q4 2019, an estimated $38.5K.
VOC Energy made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3372 holding.
Ladenburg Thalmann Financial Services first reported a position in VOC Energy in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's VOC Energy position peaked at $113K in Q2 2019.
25 funds tracked by Wall St. Rank held VOC Energy as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.