Ladenburg Thalmann Financial Services’s Tortoise Electrification Infrastructure ETF TPZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TPZ Stock Details TPZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$69K	Sell	4,066 -9,325	-70%	-$157K	﹤0.01%	3306
2019 Q3	$241K	Buy	13,391 +2,887	+27%	+$52.4K	﹤0.01%	2326
2019 Q2	$194K	Buy	10,504 +470	+5%	+$8.76K	﹤0.01%	2495
2019 Q1	$186K	Buy	10,034 +2,134	+27%	+$38.9K	﹤0.01%	2436
2018 Q4	$126K	Buy	7,900 +481	+6%	+$8.43K	﹤0.01%	2593
2018 Q3	$142K	Sell	7,419 -3,535	-32%	-$68.1K	﹤0.01%	2570
2018 Q2	$196K	Hold	10,954	–	–	﹤0.01%	2254
2018 Q1	$196K	Buy	10,954 +503	+5%	+$9.85K	﹤0.01%	2254
2017 Q4	$216K	Sell	10,451 -4,973	-32%	-$102K	﹤0.01%	2165
2017 Q3	$329K	Buy	15,424 +14,724	+2,103%	+$305K	﹤0.01%	1732
2017 Q2	$15K	Hold	700	–	–	﹤0.01%	3799
2017 Q1	$15K	Hold	700	–	–	﹤0.01%	3749
2016 Q4	$16K	Hold	700	–	–	﹤0.01%	3621
2016 Q3	$16K	Hold	700	–	–	﹤0.01%	3541
2016 Q2	$14K	Hold	700	–	–	﹤0.01%	3578
2016 Q1	$12K	Hold	700	–	–	﹤0.01%	3602
2015 Q4	$12K	Sell	700 -400	-36%	-$7.48K	﹤0.01%	3581
2015 Q3	$21K	Sell	1,100 -380	-26%	-$8.42K	﹤0.01%	3077
2015 Q2	$35K	Sell	1,480 -5,198	-78%	-$139K	﹤0.01%	2842
2015 Q1	$176K	Buy	6,678 +2,369	+55%	+$61.6K	﹤0.01%	1663
2014 Q4	$111K	Buy	4,309 +3,809	+762%	+$103K	﹤0.01%	1826
2014 Q3	$14K	Hold	500	–	–	﹤0.01%	2909
2014 Q2	$14K	Hold	500	–	–	﹤0.01%	2905
2014 Q1	$13K	Hold	500	–	–	﹤0.01%	2824
2013 Q4	$13K	Hold	500	–	–	﹤0.01%	2787
2013 Q3	$12K	Hold	500	–	–	﹤0.01%	2770
2013 Q2	$13K	Buy	+500	New	+$13.2K	﹤0.01%	2585

Other funds holding TPZ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

OWD

Osborn Williams & Donohoe Cincinnati, Ohio $762M AUM 2.74% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TPZ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Tortoise Electrification Infrastructure ETF (TPZ) stake by 70% in Q4 2019, selling an estimated $157K and leaving 4,066 shares worth $69K. The position accounts for ﹤0.01% of the portfolio, ranked #3306.

Ladenburg Thalmann Financial Services first reported a position in TPZ in Q2 2013 and has held it in 27 quarters since. The position peaked at $329K in Q3 2017. 44 funds tracked by Wall St. Rank hold TPZ as of Q4 2019.

Ladenburg Thalmann Financial Services held 4,066 shares of Tortoise Electrification Infrastructure ETF worth $69K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 9,325 Tortoise Electrification Infrastructure ETF shares in Q4 2019, an estimated $157K.
Tortoise Electrification Infrastructure ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3306 holding.
Ladenburg Thalmann Financial Services first reported a position in Tortoise Electrification Infrastructure ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Tortoise Electrification Infrastructure ETF position peaked at $329K in Q3 2017.
44 funds tracked by Wall St. Rank held Tortoise Electrification Infrastructure ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.