Ladenburg Thalmann Financial Services’s Saba Closed-End Funds ETF CEFS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CEFS Stock Details CEFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$70K	Buy	3,374 +2,710	+408%	+$54.7K	﹤0.01%	3292
2019 Q3	$13K	Hold	664	–	–	﹤0.01%	4254
2019 Q2	$13K	Hold	664	–	–	﹤0.01%	4298
2019 Q1	$13K	Hold	664	–	–	﹤0.01%	4242
2018 Q4	$12K	Hold	664	–	–	﹤0.01%	4161
2018 Q3	$13K	Hold	664	–	–	﹤0.01%	4135
2018 Q2	$14K	Hold	664	–	–	﹤0.01%	4040
2018 Q1	$14K	Hold	664	–	–	﹤0.01%	4040
2017 Q4	$14K	Buy	+664	New	+$14.2K	﹤0.01%	3990

Other funds holding CEFS

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Tidal Investments Milwaukee, Wisconsin $47.4B AUM 59.58% 1-Year Est. Return

ACM

Adalta Capital Management New York $209M AUM 19.54% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

VCM

Vivaldi Capital Management Chicago, Illinois $723M AUM 30.89% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CEFS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Saba Closed-End Funds ETF (CEFS) stake by 408% in Q4 2019, buying an estimated $54.7K and bringing the position to 3,374 shares worth $70K. The position accounts for ﹤0.01% of the portfolio, ranked #3292.

Ladenburg Thalmann Financial Services first reported a position in CEFS in Q4 2017 and has held it in 9 quarters since. 16 funds tracked by Wall St. Rank hold CEFS as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,374 shares of Saba Closed-End Funds ETF worth $70K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2,710 Saba Closed-End Funds ETF shares in Q4 2019, an estimated $54.7K.
Saba Closed-End Funds ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3292 holding.
Ladenburg Thalmann Financial Services first reported a position in Saba Closed-End Funds ETF in Q4 2017 and has held it in 9 quarters since.
16 funds tracked by Wall St. Rank held Saba Closed-End Funds ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.