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Ladenburg Thalmann Financial Services’s Axos Financial AX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AX Stock Details AX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$70K Buy
2,308
+127
+6% +$3.71K ﹤0.01% 3291
2019
Q3 		$60K Sell
2,181
-206
-9% -$5.54K ﹤0.01% 3305
2019
Q2 		$65K Sell
2,387
-10,031
-81% -$295K ﹤0.01% 3270
2019
Q1 		$359K Buy
12,418
+1,784
+17% +$53.5K ﹤0.01% 1938
2018
Q4 		$266K Buy
10,634
+440
+4% +$13.3K ﹤0.01% 2017
2018
Q3 		$350K Sell
10,194
-2,824
-22% -$108K ﹤0.01% 1878
2018
Q2 		$527K Hold
13,018
– – ﹤0.01% 1519
2018
Q1 		$527K Buy
13,018
+1,842
+16% +$67.1K ﹤0.01% 1519
2017
Q4 		$335K Buy
11,176
+339
+3% +$9.22K ﹤0.01% 1823
2017
Q3 		$308K Buy
10,837
+1,763
+19% +$46.1K ﹤0.01% 1779
2017
Q2 		$215K Buy
9,074
+416
+5% +$9.84K ﹤0.01% 1965
2017
Q1 		$226K Buy
8,658
+2,010
+30% +$58.1K ﹤0.01% 1820
2016
Q4 		$189K Buy
6,648
+1,041
+19% +$24.8K ﹤0.01% 1858
2016
Q3 		$126K Buy
5,607
+4,557
+434% +$88.5K ﹤0.01% 2076
2016
Q2 		$19K Buy
1,050
+250
+31% +$4.69K ﹤0.01% 3358
2016
Q1 		$18K Buy
800
+400
+100% +$7.25K ﹤0.01% 3322
2015
Q4 		$8K Sell
400
-436
-52% -$10.3K ﹤0.01% 3789
2015
Q3 		$27K Buy
836
+436
+109% +$13K ﹤0.01% 2900
2015
Q2 		$11K Hold
400
– – ﹤0.01% 3611
2015
Q1 		$9K Hold
400
– – ﹤0.01% 3690
2014
Q4 		$8K Hold
400
– – ﹤0.01% 3503
2014
Q3 		$7K Sell
400
-2,200
-85% -$41.5K ﹤0.01% 3258
2014
Q2 		$48K Buy
2,600
+2,000
+333% +$39.4K ﹤0.01% 2078
2014
Q1 		$13K Sell
600
-4,392
-88% -$94.4K ﹤0.01% 2806
2013
Q4 		$98K Hold
4,992
– – ﹤0.01% 1488
2013
Q3 		$81K Hold
4,992
– – ﹤0.01% 1505
2013
Q2 		$57K Buy
+4,992
New +$51.9K ﹤0.01% 1649

Other funds holding AX

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
RHJA
Rice Hall James & Associates San Diego, California $1.8B AUM 36.16% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Axos Financial (AX) stake by 5.8% in Q4 2019, buying an estimated $3.71K and bringing the position to 2,308 shares worth $70K. The position accounts for ﹤0.01% of the portfolio, ranked #3291.

Ladenburg Thalmann Financial Services first reported a position in AX in Q2 2013 and has held it in 27 quarters since. The position peaked at $527K in Q2 2018. 224 funds tracked by Wall St. Rank hold AX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 2,308 shares of Axos Financial worth $70K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 127 Axos Financial shares in Q4 2019, an estimated $3.71K.
  • Axos Financial made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3291 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Axos Financial in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Axos Financial position peaked at $527K in Q2 2018.
  • 224 funds tracked by Wall St. Rank held Axos Financial as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.