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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCAP
3201
DELISTED
Jernigan Capital, Inc.
JCAP
$78K ﹤0.01%
4,129
-1,485
-26% -$27.3K
NBL
3202
DELISTED
Noble Energy, Inc.
NBL
$78K ﹤0.01%
3,127
-774
-20% -$16.4K
SEA
3203
DELISTED
Invesco Shipping ETF
SEA
$78K ﹤0.01%
7,673
-451
-6% -$4.36K
ALV icon
3204
Autoliv
ALV
$9.14B
$77K ﹤0.01%
993
+128
+15% +$10.5K
AMC icon
3205
AMC Entertainment Holdings
AMC
$2.45B
$77K ﹤0.01%
1,051
+798
+315% +$70.2K
BGSF icon
3206
BGSF Inc
BGSF
$57.4M
$77K ﹤0.01%
3,540
-455
-11% -$9.26K
EINC icon
3207
VanEck Energy Income ETF
EINC
$77.6M
$77K ﹤0.01%
1,428
+145
+11% +$7.79K
KCE icon
3208
State Street SPDR S&P Capital Markets ETF
KCE
$450M
$77K ﹤0.01%
10,607
-18,454
-64% -$1.05M
MMS icon
3209
Maximus
MMS
$3.32B
$77K ﹤0.01%
1,036
-562
-35% -$42.2K
FSGS
3210
First Trust SMID Growth Strength ETF
FSGS
$30.8M
$77K ﹤0.01%
3,504
-515
-13% -$11K
AXU
3211
DELISTED
Alexco Resource Corp
AXU
$77K ﹤0.01%
32,352
-1,998
-6% -$3.68K
MMAC
3212
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$77K ﹤0.01%
2,416
+80
+3% +$2.52K
ALNT icon
3213
Allient
ALNT
$1.34B
$76K ﹤0.01%
2,357
– –
ARW icon
3214
Arrow Electronics
ARW
$10.5B
$76K ﹤0.01%
901
-3
-0.3% -$239
EFC
3215
Ellington Financial
EFC
$1.69B
$76K ﹤0.01%
4,175
+1,003
+32% +$18.3K
MED icon
3216
Medifast
MED
$107M
$76K ﹤0.01%
697
+244
+54% +$23.6K
MTDR icon
3217
Matador Resources
MTDR
$6.04B
$76K ﹤0.01%
4,196
+134
+3% +$2K
VSMV icon
3218
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
$159M
$76K ﹤0.01%
2,301
+1,696
+280% +$54.9K
MIXT
3219
DELISTED
MIX TELEMATICS LIMITED
MIXT
$76K ﹤0.01%
5,902
-345
-6% -$4.37K
CAJ
3220
DELISTED
Canon, Inc.
CAJ
$76K ﹤0.01%
2,756
+212
+8% +$5.82K
ARTNA icon
3221
Artesian Resources
ARTNA
$360M
$75K ﹤0.01%
2,041
– –
BJAN icon
3222
Innovator US Equity Buffer ETF January
BJAN
$340M
$75K ﹤0.01%
+2,575
New +$75.3K
EVX icon
3223
VanEck Environmental Services ETF
EVX
$99.5M
$75K ﹤0.01%
3,540
+5
+0.1% +$104
HUBG icon
3224
HUB Group
HUBG
$2.92B
$75K ﹤0.01%
2,912
-12
-0.4% -$297
IEUS icon
3225
iShares MSCI Europe Small-Cap ETF
IEUS
$177M
$75K ﹤0.01%
1,354
+488
+56% +$25.4K
127 128
129
130 131

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.