Ladenburg Thalmann Financial Services’s Western Asset Investment Grade Income Fund PAI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PAI Stock Details PAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$80K	Buy	5,181 +45	+0.9%	+$718	﹤0.01%	3184
2019 Q3	$83K	Buy	5,136 +4,200	+449%	+$64.5K	﹤0.01%	3075
2019 Q2	$14K	Sell	936 -64	-6%	-$950	﹤0.01%	4267
2019 Q1	$15K	Hold	1,000	–	–	﹤0.01%	4176
2018 Q4	$13K	Sell	1,000 -1,000	-50%	-$13.4K	﹤0.01%	4132
2018 Q3	$27K	Sell	2,000 -12,231	-86%	-$168K	﹤0.01%	3720
2018 Q2	$197K	Hold	14,231	–	–	﹤0.01%	2244
2018 Q1	$197K	Hold	14,231	–	–	﹤0.01%	2244
2017 Q4	$225K	Hold	14,231	–	–	﹤0.01%	2129
2017 Q3	$234K	Hold	14,231	–	–	﹤0.01%	1990
2017 Q2	$212K	Hold	14,231	–	–	﹤0.01%	1979
2017 Q1	$206K	Sell	14,231 -750	-5%	-$10.7K	﹤0.01%	1892
2016 Q4	$215K	Buy	14,981 +750	+5%	+$10.9K	﹤0.01%	1776
2016 Q3	$219K	Hold	14,231	–	–	﹤0.01%	1702
2016 Q2	$202K	Hold	14,231	–	–	﹤0.01%	1678
2016 Q1	$193K	Hold	14,231	–	–	﹤0.01%	1630
2015 Q4	$185K	Hold	14,231	–	–	﹤0.01%	1639
2015 Q3	$188K	Hold	14,231	–	–	﹤0.01%	1524
2015 Q2	$187K	Hold	14,231	–	–	﹤0.01%	1654
2015 Q1	$198K	Hold	14,231	–	–	﹤0.01%	1584
2014 Q4	$191K	Buy	+14,231	New	+$191K	﹤0.01%	1463

Other funds holding PAI

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CSIC

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

MCP

Martin Capital Partners Eugene, Oregon $272M AUM 19.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MCWA

Meadow Creek Wealth Advisors Atlanta, Georgia $155M AUM 23.95% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $2.08B AUM 38.95% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PAI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Western Asset Investment Grade Income Fund (PAI) stake by 0.88% in Q4 2019, buying an estimated $718 and bringing the position to 5,181 shares worth $80K. The position accounts for ﹤0.01% of the portfolio, ranked #3184.

Ladenburg Thalmann Financial Services first reported a position in PAI in Q4 2014 and has held it in 21 quarters since. The position peaked at $234K in Q3 2017. 28 funds tracked by Wall St. Rank hold PAI as of Q4 2019.

Ladenburg Thalmann Financial Services held 5,181 shares of Western Asset Investment Grade Income Fund worth $80K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 45 Western Asset Investment Grade Income Fund shares in Q4 2019, an estimated $718.
Western Asset Investment Grade Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3184 holding.
Ladenburg Thalmann Financial Services first reported a position in Western Asset Investment Grade Income Fund in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Western Asset Investment Grade Income Fund position peaked at $234K in Q3 2017.
28 funds tracked by Wall St. Rank held Western Asset Investment Grade Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.