PAI

Western Asset Investment Grade Income Fund
PAI

Overview Fund Activity

25 hedge funds and large institutions have $11.3M invested in Western Asset Investment Grade Income Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
Doliver Advisors
Texas
+$323K
2
CAN
Cetera Advisor Networks
California
+$146K
3
Bank of America
Bank of America
North Carolina
+$71.6K
4
LPL Financial
LPL Financial
California
+$68.2K
5
WAM
Wolverine Asset Management
Illinois
+$37K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.25M
2
SIA
SeaBridge Investment Advisors
New Jersey
-$478K
3
UBS Group
UBS Group
Switzerland
-$283K
4
SG Americas Securities
SG Americas Securities
New York
-$254K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$153K
Name Holding Trade Value Shares
Change 		Shares
Change %
CSIC
1
Clifford Swan Investment Counsel
California
$1.69M -$1.96K -135 -0.1%
Wells Fargo
2
Wells Fargo
California
$1.41M -$1.25M -86,672 -47%
UBS Group
3
UBS Group
Switzerland
$1.4M -$283K -19,559 -17%
Invesco
4
Invesco
Georgia
$973K -$84.6K -5,840 -8%
GC
5
Guggenheim Capital
Illinois
$898K -$119K -8,227 -12%
Bank of America
6
Bank of America
North Carolina
$787K +$71.6K +4,938 +10%
LPL Financial
7
LPL Financial
California
$682K +$68.2K +4,678 +11%
GIP
8
Granite Investment Partners
California
$655K +$1.75K +121 +0.3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$440K -$35.9K -2,478 -8%
SIA
10
SeaBridge Investment Advisors
New Jersey
$439K -$478K -32,988 -52%
Morgan Stanley
11
Morgan Stanley
New York
$356K -$33.8K -2,330 -9%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$336K -$68.8K -4,750 -17%
DA
13
Doliver Advisors
Texas
$323K +$323K +22,299 New
CIA
14
Capital Investment Advisors
Georgia
$252K -$64.7K -4,463 -20%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$206K -$10.9K -750 -5%
CAN
16
Cetera Advisor Networks
California
$146K +$146K +10,184 New
FCMT
17
Founders Capital Management (Texas)
Texas
$125K +$125K +8,610 New
MRCM
18
M&R Capital Management
New Jersey
$39K +$19.9K +1,400 +104%
WAM
19
Wolverine Asset Management
Illinois
$37K +$37K +2,572 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$29K – – –
AG
21
Advisor Group
Arizona
$24K +$7.05K +499 +42%
PA
22
Parallel Advisors
California
$15K – – –
FMP
23
Financial Management Professionals
Texas
$13K – – –
NFG
24
Next Financial Group
Texas
$7K -$28K -2,000 -80%
SPIA
25
Steward Partners Investment Advisory
New York
$2K +$2K +169 New
1
2