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PAI

Western Asset Investment Grade Income Fund

21 hedge funds and large institutions have $30M invested in Western Asset Investment Grade Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

0% more funds holding

Funds holding: 2121 (0)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

1.61% less ownership

Funds ownership: 25.22%23.61% (-1.6%)

6% less capital invested

Capital invested by funds: $32M → $30M (-$1.91M)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$13.2M +$67.1K +5,000 +0.5%
KIM
2
Karpus Investment Management
New York
$5.12M +$1.24M +92,586 +32%
Wells Fargo
3
Wells Fargo
California
$3.79M -$7.24K -539 -0.2%
CSIC
4
Clifford Swan Investment Counsel
California
$1.98M -$25.2K -1,880 -1%
GC
5
Guggenheim Capital
Illinois
$1.19M -$142K -10,559 -11%
SCM
6
Saba Capital Management
New York
$796K -$2.01M -149,957 -72%
Morgan Stanley
7
Morgan Stanley
New York
$737K +$363K +27,021 +97%
GIP
8
Granite Investment Partners
California
$671K +$95.4K +7,100 +17%
UBS Group
9
UBS Group
Switzerland
$661K +$660K +49,115 New
LPL Financial
10
LPL Financial
California
$431K +$255 +19 +0.1%
Bank of America
11
Bank of America
North Carolina
$395K +$31.5K +2,349 +9%
AQR Capital Management
12
AQR Capital Management
Connecticut
$256K -$207K -15,445 -45%
LCM
13
Landscape Capital Management
New Jersey
$206K +$9.12K +679 +5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$191K +$191K +14,231 New
ICAS
15
Investors Capital Advisory Services
Massachusetts
$151K +$152K +11,291 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$113K -$315K -23,463 -74%
WA
17
WFG Advisors
Texas
$61K
MFS
18
MSI Financial Services
Massachusetts
$17K -$1.13M -84,350 -98%
FMP
19
Financial Management Professionals
Texas
$12K
NPC
20
National Planning Corporation
California
$10.9K +$10.7K +800 New
AIM
21
Advantage Investment Management
Iowa
$7K +$6.71K +500 New
DA
22
Doliver Advisors
Texas
-$234K -17,456 Closed
NFG
23
Next Financial Group
Texas
-$27K -2,000 Closed
Citigroup
24
Citigroup
New York
-$23K -1,737 Closed

PAI Hedge Fund Activity: Q4 2014 in Review

21 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Income Fund (PAI) for Q4 2014, worth a combined $30M — down 6% from $32M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PAI positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.24M. The largest seller was Saba Capital Management, cutting an estimated $2.01M.

  • 21 institutional investors held Western Asset Investment Grade Income Fund (PAI) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $30M of Western Asset Investment Grade Income Fund stock for Q4 2014, down 6% quarter-over-quarter.
  • 5 funds opened new Western Asset Investment Grade Income Fund positions in Q4 2014 and 3 closed out, a net change of +2 holders.
  • The largest Western Asset Investment Grade Income Fund buyer in Q4 2014 was Karpus Investment Management, an estimated $1.24M added.
  • The largest Western Asset Investment Grade Income Fund seller in Q4 2014 was Saba Capital Management, an estimated $2.01M sold.

Based on aggregated 13F filings for Q4 2014.