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PAI

Western Asset Investment Grade Income Fund

22 hedge funds and large institutions have $27.2M invested in Western Asset Investment Grade Income Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $21.4M → $27.2M (+$5.77M)

4.42% more ownership

Funds ownership: 17.39%21.81% (+4.4%)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

4% less funds holding

Funds holding: 2322 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$8.34M +$3.85M +299,438 +90%
KIM
2
Karpus Investment Management
New York
$3.49M +$1.92M +149,523 +130%
Wells Fargo
3
Wells Fargo
California
$3.16M +$503K +39,057 +19%
SCM
4
Saba Capital Management
New York
$2.87M +$2.81M +218,046 New
GC
5
Guggenheim Capital
Illinois
$2.3M -$1.31M -101,557 -37%
CSIC
6
Clifford Swan Investment Counsel
California
$1.75M -$82.8K -6,437 -5%
MFS
7
MSI Financial Services
Massachusetts
$844K +$59.7K +4,640 +8%
U
8
UBS
Switzerland
$752K -$69.5K -5,401 -9%
GIP
9
Granite Investment Partners
California
$640K +$27K +2,099 +5%
AQR Capital Management
10
AQR Capital Management
Connecticut
$551K +$112K +8,677 +26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$472K -$196K -15,231 -30%
Morgan Stanley
12
Morgan Stanley
New York
$444K -$145K -11,233 -25%
LPL Financial
13
LPL Financial
California
$396K +$17.1K +1,326 +5%
WAM
14
Wolverine Asset Management
Illinois
$389K -$787K -61,139 -67%
Bank of America
15
Bank of America
North Carolina
$313K -$64 -5 -0%
KFS
16
KMS Financial Services
Washington
$188K
LCM
17
Landscape Capital Management
New Jersey
$152K +$148K +11,531 New
SG Americas Securities
18
SG Americas Securities
New York
$104K +$101K +7,886 New
FMP
19
Financial Management Professionals
Texas
$12K
Ameriprise
20
Ameriprise
Minnesota
$8K +$7.81K +607 New
Citigroup
21
Citigroup
New York
$7K +$7.28K +566 +2,358%
TRCT
22
Tower Research Capital (TRC)
New York
$3K -$8.96K -696 -77%
DA
23
Doliver Advisors
Texas
-$726K -57,125 Closed
SFS
24
Shaker Financial Services
Virginia
-$418K -32,892 Closed
CA
25
Cornerstone Advisors
North Carolina
-$271K -21,355 Closed

PAI Hedge Fund Activity: Q4 2013 in Review

22 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Income Fund (PAI) for Q4 2013, worth a combined $27.2M — up 27% from $21.4M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PAI and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 8 added.

The largest buyer was 1607 Capital Partners, adding an estimated $3.85M. The largest seller was Guggenheim Capital, cutting an estimated $1.31M.

  • 22 institutional investors held Western Asset Investment Grade Income Fund (PAI) as of Q4 2013, down from 23 in Q3 2013.
  • Funds reported $27.2M of Western Asset Investment Grade Income Fund stock for Q4 2013, up 27% quarter-over-quarter.
  • 4 funds opened new Western Asset Investment Grade Income Fund positions in Q4 2013 and 5 closed out, a net change of -1 holder.
  • The largest Western Asset Investment Grade Income Fund buyer in Q4 2013 was 1607 Capital Partners, an estimated $3.85M added.
  • The largest Western Asset Investment Grade Income Fund seller in Q4 2013 was Guggenheim Capital, an estimated $1.31M sold.

Based on aggregated 13F filings for Q4 2013.