PAI

Western Asset Investment Grade Income Fund
PAI

Overview Fund Activity

22 hedge funds and large institutions have $27.2M invested in Western Asset Investment Grade Income Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1607 Capital Partners
Virginia
$8.34M
2
SCM
Saba Capital Management
New York
$2.87M
3
KIM
Karpus Investment Management
New York
$3.49M
4
Wells Fargo
Wells Fargo
California
$3.16M
5
AQR Capital Management
AQR Capital Management
Connecticut
$551K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$2.3M
2
WAM
Wolverine Asset Management
Illinois
$389K
3
DA
Doliver Advisors
Texas
$0
4
Geode Capital Management
Geode Capital Management
Massachusetts
$0
5
SFS
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$8.34M +$3.95M +299,438 +90%
KIM
2
Karpus Investment Management
New York
$3.49M +$1.97M +149,523 +130%
Wells Fargo
3
Wells Fargo
California
$3.16M +$515K +39,057 +19%
SCM
4
Saba Capital Management
New York
$2.87M +$2.87M +218,046 New
GC
5
Guggenheim Capital
Illinois
$2.3M -$1.34M -101,557 -37%
CSIC
6
Clifford Swan Investment Counsel
California
$1.76M -$84.9K -6,437 -5%
MFS
7
MSI Financial Services
Massachusetts
$844K +$61.2K +4,640 +8%
U
8
UBS
Switzerland
$752K -$71.2K -5,401 -9%
GIP
9
Granite Investment Partners
California
$640K +$27.7K +2,099 +5%
AQR Capital Management
10
AQR Capital Management
Connecticut
$551K +$114K +8,677 +26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$472K -$201K -15,231 -30%
Morgan Stanley
12
Morgan Stanley
New York
$444K -$148K -11,233 -25%
LPL Financial
13
LPL Financial
California
$396K +$17.5K +1,326 +5%
WAM
14
Wolverine Asset Management
Illinois
$389K -$805K -61,139 -67%
Bank of America
15
Bank of America
North Carolina
$313K -$66 -5 -0%
KFS
16
KMS Financial Services
Washington
$188K – – –
LCM
17
Landscape Capital Management
New Jersey
$152K +$152K +11,531 New
SG Americas Securities
18
SG Americas Securities
New York
$104K +$104K +7,886 New
FMP
19
Financial Management Professionals
Texas
$12K – – –
Ameriprise
20
Ameriprise
Minnesota
$8K +$8K +607 New
Citigroup
21
Citigroup
New York
$7K +$6.72K +566 +2,358%
TRCT
22
Tower Research Capital (TRC)
New York
$3K -$10.2K -696 -77%
DA
23
Doliver Advisors
Texas
– -$726K -57,125 Closed
SFS
24
Shaker Financial Services
Virginia
– -$418K -32,892 Closed
CA
25
Cornerstone Advisors
North Carolina
– -$271K -21,355 Closed
1
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