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PAI

Western Asset Investment Grade Income Fund

19 hedge funds and large institutions have $29M invested in Western Asset Investment Grade Income Fund in 2015 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.59% less ownership

Funds ownership: 24.11%23.52% (-0.59%)

4% less capital invested

Capital invested by funds: $30.1M → $29M (-$1.12M)

5% less funds holding

Funds holding: 2019 (-1)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
4
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$12.8M -$218K -16,467 -2%
Wells Fargo
2
Wells Fargo
California
$5.31M -$217K -16,381 -4%
KIM
3
Karpus Investment Management
New York
$2.54M -$635K -48,014 -20%
UBS Group
4
UBS Group
Switzerland
$2M -$23.6K -1,783 -1%
CSIC
5
Clifford Swan Investment Counsel
California
$1.9M -$162K -12,250 -8%
LPL Financial
6
LPL Financial
California
$1.19M +$659K +49,845 +120%
Morgan Stanley
7
Morgan Stanley
New York
$880K -$4.48K -339 -0.5%
GC
8
Guggenheim Capital
Illinois
$780K -$202K -15,260 -20%
GIP
9
Granite Investment Partners
California
$685K +$166K +12,540 +31%
Bank of America
10
Bank of America
North Carolina
$419K +$36.7K +2,773 +9%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$185K
PCP
12
Proficio Capital Partners
Massachusetts
$97K +$98.4K +7,440 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$64K +$132 +10 +0.2%
WA
14
WFG Advisors
Texas
$59K
AIG
15
American International Group
New York
$16K
FMP
16
Financial Management Professionals
Texas
$12K
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$10K
AIM
18
Advantage Investment Management
Iowa
$7K
IWMPD
19
Integrated Wealth Management (Palm Desert)
California
$5K
YMRC
20
Yorktown Management & Research Company
Virginia
-$218K -16,500 Closed
Citigroup
21
Citigroup
New York
-$19K -1,439 Closed

PAI Hedge Fund Activity: Q4 2015 in Review

19 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Income Fund (PAI) for Q4 2015, worth a combined $29M — down 3.7% from $30.1M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PAI and 1 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 4 added.

The largest buyer was LPL Financial, adding an estimated $659K. The largest seller was Karpus Investment Management, cutting an estimated $635K.

  • 19 institutional investors held Western Asset Investment Grade Income Fund (PAI) as of Q4 2015, down from 20 in Q3 2015.
  • Funds reported $29M of Western Asset Investment Grade Income Fund stock for Q4 2015, down 3.7% quarter-over-quarter.
  • 1 fund opened new Western Asset Investment Grade Income Fund positions in Q4 2015 and 2 closed out, a net change of -1 holder.
  • The largest Western Asset Investment Grade Income Fund buyer in Q4 2015 was LPL Financial, an estimated $659K added.
  • The largest Western Asset Investment Grade Income Fund seller in Q4 2015 was Karpus Investment Management, an estimated $635K sold.

Based on aggregated 13F filings for Q4 2015.