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PAI

Western Asset Investment Grade Income Fund

21 hedge funds and large institutions have $32M invested in Western Asset Investment Grade Income Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

0.51% more ownership

Funds ownership: 24.72%25.22% (+0.51%)

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

2% less capital invested

Capital invested by funds: $32.5M → $32M (-$523K)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$13.1M +$884K +64,920 +7%
KIM
2
Karpus Investment Management
New York
$3.86M +$512K +37,604 +15%
Wells Fargo
3
Wells Fargo
California
$3.78M +$7.15K +525 +0.2%
SCM
4
Saba Capital Management
New York
$2.8M -$494K -36,269 -15%
CSIC
5
Clifford Swan Investment Counsel
California
$2M -$18.4K -1,350 -0.9%
GC
6
Guggenheim Capital
Illinois
$1.33M -$503K -36,946 -27%
MFS
7
MSI Financial Services
Massachusetts
$1.15M +$68.9K +5,064 +6%
GIP
8
Granite Investment Partners
California
$573K
U
9
UBS
Switzerland
$556K -$23K -1,689 -4%
AQR Capital Management
10
AQR Capital Management
Connecticut
$462K -$31.3K -2,300 -6%
LPL Financial
11
LPL Financial
California
$429K +$2.93K +215 +0.7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$426K -$10.9K -800 -2%
Morgan Stanley
13
Morgan Stanley
New York
$372K +$69.3K +5,093 +22%
Bank of America
14
Bank of America
North Carolina
$362K +$29.7K +2,183 +9%
DA
15
Doliver Advisors
Texas
$234K +$238K +17,456 New
LCM
16
Landscape Capital Management
New Jersey
$196K +$30.7K +2,256 +18%
KFS
17
KMS Financial Services
Washington
$191K
WA
18
WFG Advisors
Texas
$61K +$259 +19 +0.4%
NFG
19
Next Financial Group
Texas
$27K +$27.2K +2,000 New
Citigroup
20
Citigroup
New York
$23K +$23.6K +1,737 New
FMP
21
Financial Management Professionals
Texas
$12K
SG Americas Securities
22
SG Americas Securities
New York
-$125K -9,017 Closed
Creative Planning
23
Creative Planning
Kansas
-$33K -2,360 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$4K -300 Closed

PAI Hedge Fund Activity: Q3 2014 in Review

21 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Income Fund (PAI) for Q3 2014, worth a combined $32M — down 1.6% from $32.5M a quarter earlier.

Fund positioning in PAI was balanced in Q3 2014: 3 funds opened new positions, 3 closed out, 9 added to existing stakes and 6 trimmed.

The largest buyer was 1607 Capital Partners, adding an estimated $884K. The largest seller was Guggenheim Capital, cutting an estimated $503K.

  • 21 institutional investors held Western Asset Investment Grade Income Fund (PAI) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $32M of Western Asset Investment Grade Income Fund stock for Q3 2014, down 1.6% quarter-over-quarter.
  • 3 funds opened new Western Asset Investment Grade Income Fund positions in Q3 2014 and 3 closed out, a net change of 0 holders.
  • The largest Western Asset Investment Grade Income Fund buyer in Q3 2014 was 1607 Capital Partners, an estimated $884K added.
  • The largest Western Asset Investment Grade Income Fund seller in Q3 2014 was Guggenheim Capital, an estimated $503K sold.

Based on aggregated 13F filings for Q3 2014.